Found and cross-checked by machines · How this works →

Comparison · 16 questions · 28 cards

Model cards compared

A cell records what a card states. It does not show that an evaluation was run as described or that a safeguard works, and a shared question does not make two cards’ answers equivalent.

What does each frontier developer’s published system card, model card or safety report disclose, on the same questions for every card? Each row is one card. Each column is one question, worded so that it fits every card. The questions are Selekoa’s; a card’s own terms appear only in quotation marks. A card is the developer’s own account of its model: what it states is recorded as stated, not as an independent finding.

Download every cell as CSV
What the statuses mean
Stated
A passage of the card meets the question’s criterion as worded. The scope or condition is in the note.
Stated, partly
A passage has what the criterion asks for in a weaker or narrower form than the criterion’s own words (for example, an evaluation referred to without its outcome, or testers described without being named). The note says which part is missing.
Not found in the recorded search
No passage meeting the criterion was found. The cell lists the sections read, the terms searched and every passage set aside, with the reason. It does not show that the developer did not do the thing asked about, or did not disclose it elsewhere.
Does not apply
The question does not arise for this card, for the reason given (for example, the card predates any framework of its developer, so no framework determination can be asked about).

What the card states, quoted from the expression read. A card is the developer’s own account: not evidence that an evaluation was run as described, that a safeguard works, or that a finding is independent.

Select a cell to open its quotation, locator and note below the row. Each question links to a page of its own, and every cell is also listed card by card below the table.

Limits of this comparison
  • A card is the developer’s account of its own model. A cell records what the card states. It does not show that an evaluation was run as described, that a safeguard works, or that anyone checked the result independently.
  • Dangerous-capability evaluations are recorded at policy level only: whether an evaluation was run, its domain, the stated outcome and the threshold language. Methods, prompts, task contents and detailed results are not recorded.
  • The table compares and does not rank. Rows are in a fixed order, by developer and then by date, and there are no scores or totals.
  • Symbols are not to be summed. A row with many “stated” cells does not show that a developer disclosed more, and a shared question does not make two cards’ answers equivalent.
How we searched

The searches of 2 November 2026 covered releases dated 2023-01-01 to 2026-11-01 by the six developers whose frameworks are in Compare frameworks: Anthropic, Google DeepMind, Meta, Microsoft, OpenAI and xAI. They read each developer’s own index of cards where it has one (Anthropic’s system-card index, Google DeepMind’s model-card index, OpenAI’s Deployment Safety Hub), its repositories on GitHub and Hugging Face, its content hosts and the dataset’s own sources. Web searches were used only to find addresses. Every card located is listed in the pack’s inventory, about sixty in the population.

A card is a document the developer published as the system card, model card or safety report of a named model or model family, including addenda and updates published as cards. Technical reports, research papers, blog posts and product pages are not cards. Gemma, Gemini Robotics (with Gemini Robotics-ER 1.5, which outputs text), Phi and image-input models such as GPT-4V are in the population. Image, video, audio and embedding models, image-generation models, safety classifiers such as Llama Guard and Prompt Guard, screen-reading models and research checkpoints are outside it, and so is GPT-Rosalind-6, whose card says it uses GPT-6 Astra’s weights.

The first batch of twenty rows takes, for each developer and calendar year from 2023 to 2026, the latest card of that year that reports the developer’s own evaluations. The collection’s rule, set by the maintainer on 2026-11-03, is wider: every card that cites the developer’s frontier safety framework or states a determination under it, and, for each developer, the latest card before its first framework edition. A safety report published beside a model card is a row of its own when it cites the framework (set on 2026-11-04). The other cards follow in batches of about eight, in a fixed order: the developers in turn, each developer’s earliest-dated card first.

The second batch, drafted on 4 November 2026, adds eight rows. To apply the rule, 137 documents were retrieved and searched for each developer’s framework names, and every hit was read. No Microsoft card located names Microsoft’s Frontier Governance Framework, so Microsoft adds no row. A card that cites its framework under another name would be missed.

Each card is dated as it prints its own date. A card that prints no date has no date here; a repository commit date is not a card date. Some cards show an earlier publication date on an index, publication or announcement page that has not yet been checked, and keep their own date until it is. Meta’s Muse Spark Safety & Preparedness Report is read in its copy on arXiv, which prints 12 June 2026; Meta’s own earlier copy, which prints 14 April 2026, dates the report.

openai.com, x.ai, ai.meta.com and microsoft.ai refused direct retrieval of their web pages (HTTP 403 or 400). The cards’ PDF files on the developers’ content hosts were retrieved directly. The Internet Archive refused connections, so no archive copy was opened; a reviewer later found archive captures of eight cards by index search. On 2026-11-03 the address of Meta’s Code World Model Preparedness Report answered HTTP 403. Its quotations had matched the copy retrieved on 2026-11-02, which the reviewer retrieved again with the same checksum. For the second batch the same hosts refused retrieval, and ai.meta.com answered HTTP 400 for the Muse Spark report; the reviewer retrieved the archive captures and Meta’s own copies of that report.

Five further documents were retrieved after the batch was drafted. The cross-family check of 2026-11-03 retrieved Meta’s Muse Spark Safety & Preparedness Report and OpenAI’s o3 Operator addendum; each is earlier than the card chosen for its year. Its second pass of the same day retrieved OpenAI’s Sora system card (dated 9 December 2024), xAI’s Grok-1 model card (no card date; it gives the model’s release as October 2023) and Meta’s Muse Spark Open model card (model release October 2026). The Muse Spark report is a row of the second batch; the other four are not rows yet.

Every quotation was matched by machine against the retrieved card. For the first batch, a reviewer from a different model family checked a sample of 130 cells on 2026-11-03, 90 of them answered blind before comparison. The maintainer excluded six cells on chemical and biological evaluations from that check: Q07 for Claude Haiku 5.5, Llama 3.3, Phi-2, Phi-4, Phi-4-mini-flash-reasoning and Grok 4.1. The reviewing model’s safety safeguards interrupted work on questions about chemical and biological weapons, even at the policy level these cells record. Both model families used for this collection apply such safeguards; these six cells rest on the drafting model’s reading alone. The other 190 cells were checked within the drafting model family only. The maintainer decided the disagreements; one, on the GPT-4V release decision, went to a second pass, which kept the reviewer’s reading.

For the second batch, a reviewer from a different model family checked 60 cells on 2026-11-04, 40 of them answered blind before comparison; the other 68 cells were checked within the drafting model family only. Two of its findings changed a cell’s status, and both cells follow the reviewer’s reading.

CardQ01 Card dateQ02 Release dateQ03 Framework citedQ04 Link to frameworkQ05 Framework determinationQ06 Safeguards tied to determinationQ07 Chemical and biologicalQ08 CyberQ09 Autonomy and AI R&DQ10 PersuasionQ11 Alignment and deceptionQ12 Red-teamingQ13 External testersQ14 Government instituteQ15 Release decisionQ16 Stated limits
Anthropic
Claude 2 model cardrevised 2023-11-21
The Claude 3 Model Family: Opus, Sonnet, Haikurevised 2024-10-22Cites RSP · 2023: open that edition in Compare frameworks
Claude 3.5 Sonnet Model Card AddendumNo printed date
Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 SonnetNo printed dateCites RSP · v2.0: open that edition in Compare frameworks
System Card: Claude Opus 4.5dated 2025-11 · revised 2025-12-05Cites RSP · v2.2: open that edition in Compare frameworks
System Card: Claude Haiku 5.5dated 2026-10-07
Google DeepMind
Gemini 2.0 Flash-Lite Model Carddated 2025-04-10Cites FSF · v2.0: open that edition in Compare frameworks
Gemini 2.0 Flash Model Carddated 2025-04-15Cites FSF · v2.0: open that edition in Compare frameworks
Gemini 3 Flash Model Carddated 2025-12
Gemini 4 Argon — Model Carddated 2026-10Cites FSF · v3.1: open that edition in Compare frameworks
Meta
Llama 2 model card (MODEL_CARD.md, meta-llama/llama)No printed date
Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models)No printed date
Code World Model model card (MODEL_CARD.md, facebookresearch/cwm)No printed date
Code World Model Preparedness Reportrevised 2025-10-08
Muse Spark Safety & Preparedness Reportdated 2026-04-14 · revised 2026-06-12Cites Meta AASF · v2: open that edition in Compare frameworks
Muse Spark 1.3 Evaluation Reportrevised 2026-10-23
Microsoft
Phi-2 model card (README.md, microsoft/phi-2)No printed date
Phi-4 model card (README.md, microsoft/phi-4)No printed date
Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning)No printed date
MAI-Cyber-1.1-Flash model cardNo printed date
OpenAI
GPT-4V(ision) System Carddated 2023-09-25
GPT-4o System Carddated 2024-08-08Cites Preparedness · Beta: open that edition in Compare frameworks
o1 system card · 2024revised 2024-12-19Cites Preparedness · Beta: open that edition in Compare frameworks
Addendum to GPT-5.2 System Card: GPT-5.2-Codexdated 2025-12-18Cites Preparedness · Version 2: open that edition in Compare frameworks
Addendum to GPT-6 Luna System Card: October 29, 2026 Updatedated 2026-10-29Cites Preparedness · Version 2: open that edition in Compare frameworks
xAI
Grok 4 Model Cardrevised 2025-08-20
Grok 4.1 Model Carddated 2025-11-17
Model Card: Grok 4.7dated 2026-09-21Cites FAIF · June 2026 edition: open that edition in Compare frameworks
Every cell as a list, card by card

Anthropic

Claude 2 model card

Q01 Card date

Stated, partly

  • “Update (November 21, 2023): We have added an appendix section covering Claude 2.1.”

    Section 1 'Introduction', PDF p. 1

Note: The card states a revision date (November 21, 2023, day precision) for the addition of the Claude 2.1 appendix. No issue date of the card is printed; Anthropic's index lists the Claude 2 card under July 2023. Search for the rest of the criterion: Whole text (16 pages), including the title block and the appendix title block (PDF p. 15). Terms searched: “2023”, “July”, “November”, “Update”, “date”. Passages read and not counted: References, PDF pp. 12–14: Access dates of cited works (2023-07-03 to 2023-07-08), not the card's date. Section 2 'Model details', PDF p. 1: 'released in July 2023' is the model's release month (Q02).

Inspect sources and checks: Claude 2 model card, Q01 Card date
Q02 Release date

Stated

  • “Claude 2 was developed by Anthropic and released in July 2023.”

    Section 2 'Claude 2 Model Card', 'Model details', PDF p. 1

  • “Claude 2.1, a new release which builds additional product features and functionality on top of Claude 2.0”

    Claude 2.1 Model Card Appendix, Section 1 'Introduction', PDF p. 15

Note: The card states Claude 2's release month (July 2023). For Claude 2.1 the appendix states a new release without a date; the appendix also states that support at Claude 2.0's initial product launch was 100K tokens and is now 200K. The November 21, 2023 date on PDF p. 1 is the card’s update, not a release date.

Inspect sources and checks: Claude 2 model card, Q02 Release date
Q03 Framework cited

Not found in the recorded search

Note: No passage naming a frontier safety framework was found. The card's update line (2023-11-21) postdates the publication the dataset records for RSP v1.0 (2023-09-19), so the question is asked.

Open the search record: Claude 2 model card, Q03 Framework cited
Q04 Link to framework

Not found in the recorded search

Note: No framework is named (Q03), and no link or reference to a framework document was found.

Open the search record: Claude 2 model card, Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: No framework is named (Q03); no outcome stated in a framework's categories was found.

Open the search record: Claude 2 model card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “we do not believe any deployed versions of Claude pose national security or significant safety related risks in the areas that we have identified … partly to mitigations that we have put in place”

    Section 2 'Evaluations and Red Teaming', PDF p. 2

Note: The card states that mitigations contribute to its risk conclusion, without naming them there or tying them to a framework determination or threshold (no framework is named, Q03). Elsewhere it states Constitution-based training, AUP enforcement and Trust and Safety processes. Search for the rest of the criterion: Section 2 (Ethical Considerations, Evaluations and Red Teaming), Section 3.2. Terms searched: “mitigation”, “safeguard”, “Trust and Safety”, “AUP”.

Inspect sources and checks: Claude 2 model card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No passage reporting chemical or biological evaluations was found. The card states evaluation and red-teaming for national security risks without naming domains.

Open the search record: Claude 2 model card, Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No passage reporting offensive cyber evaluations was found.

Open the search record: Claude 2 model card, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “Neither ARC nor we believe that our current Claude models possess the dangerous capabilities (‘autonomous replication’ abilities) that ARC is aiming to detect”

    Section 2 'Evaluations and Red Teaming', PDF p. 2

Note: The card states that ARC's safety audits addressed autonomous replication and that neither ARC nor Anthropic believes current Claude models have that capability. This is Anthropic's account; ARC's own report is not part of the card.

Inspect sources and checks: Claude 2 model card, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No passage reporting evaluations of persuasion or manipulation of people was found.

Open the search record: Claude 2 model card, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of the model's own propensity or capability for deception, scheming, reward hacking or sabotage was found.

Open the search record: Claude 2 model card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “Before deployment, we also worked with external red teamers, including crowdworker platforms, to test Claude 2 on a range of Trust and Safety related topics”

    Section 2 'Evaluations and Red Teaming', PDF p. 2

  • “We evaluated and red-teamed Claude 2 and previous Claude models for several national security and safety related risks.”

    Section 2 'Evaluations and Red Teaming', PDF p. 2

Note: The card states pre-deployment red-teaming by external red teamers including crowdworker platforms on Trust and Safety topics, and red-teaming for unnamed national security risks. Section 3.1 adds a crowdworker red-teaming task and Section 3.4 automated red-teaming on 328 held-out prompts. No number of testers or period is given.

Inspect sources and checks: Claude 2 model card, Q12 Red-teaming
Q13 External testers

Stated

  • “We have been working with the Alignment Research Center (ARC) since fall of 2022 to support their safety audits of our AI models.”

    Section 2 'Evaluations and Red Teaming', PDF p. 2

Note: The card names ARC as conducting safety audits of Anthropic's models; the crowdworker platforms used for red-teaming are not named.

Inspect sources and checks: Claude 2 model card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested the model or received access.

Open the search record: Claude 2 model card, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No passage stating that a decision to release or deploy was made was found.

Open the search record: Claude 2 model card, Q15 Release decision
Q16 Stated limits

Stated

  • “This approach has its limitations–for instance, we know the scenarios created by crowdworkers are not fully representative of the scenarios Claude will encounter out in real-world usage”

    Section 3.1 'Human Feedback Evaluations and Red-Teaming', PDF p. 3

  • “Our internal evaluations for this metric are still in early stages of development”

    Appendix Section 3 'Honesty Evaluations', PDF p. 16

Note: The card states a limitation of its crowdworker-based human feedback and red-teaming evaluation, and that the Claude 2.1 document-faithfulness evaluation is at an early stage. It also states that it expects to release new findings as its research and evaluations continue (Section 1).

Inspect sources and checks: Claude 2 model card, Q16 Stated limits

The Claude 3 Model Family: Opus, Sonnet, Haiku

Q01 Card date

Stated, partly

  • “Update (June 20, 2024): We have added an addendum covering Claude 3.5 Sonnet.”

    Abstract, PDF p. 1

  • “Update (October 22, 2024): We have added an addendum covering an upgrade to Claude 3.5 Sonnet and Claude 3.5 Haiku.”

    Abstract, PDF p. 1

Note: The copy read prints two revision dates (June 20 and October 22, 2024) and no issue date of its own. Anthropic's index gives the month March 2024, a page not yet checked as a source; until it is, the row is dated by the later update line, as a revision (maintainer decision 3a). Search for the rest of the criterion: Cover and abstract (PDF p. 1), the page footers, and term search across PDF pp. 1–42. Terms searched: “2024”, “March”, “Update”, “published”, “dated”. Passages read and not counted: Figure 16 caption, PDF p. 23: 'This plot was updated on June 20, 2024' dates a figure correction, not the card.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q01 Card date
Q02 Release date

Stated, partly

  • “Developed by Anthropic and announced in March 2024, the Claude 3 model family will be available in our consumer offerings (Claude.ai, Claude Pro) as well as enterprise solutions like the Anthropic API, Amazon Bedrock, and Google Vertex AI.”

    Section 1 'Introduction', PDF p. 1

Note: The card gives the forms of availability (consumer products, the API and two cloud platforms) and the month of announcement, March 2024. It gives no release or availability date; an announcement month is a different event. Search for the rest of the criterion: Sections 1–2 and term search across PDF pp. 1–42. Terms searched: “release”, “available”, “availability”, “launch”, “announced”.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q02 Release date
Q03 Framework cited

Stated

  • “Anthropic, “Anthropic’s Responsible Scaling Policy.” September, 2023.”

    References, [5], PDF p. 39

  • “The evaluation tasks were based on tasks defined in the appendix of v1.0 of our RSP [5]”

    Section 6.2.1 'Autonomous Replication and Adaption (ARA) evaluations', PDF p. 24

Note: The card names the Responsible Scaling Policy and identifies the edition by its date (September 2023) and as v1.0 (Responsible Scaling Policy v1.0, September 19, 2023).

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q03 Framework cited
Q04 Link to framework

Stated

  • “September, 2023. https://www.anthropic.com/index/anthropics-responsible-scaling-policy.”

    References, [5], PDF p. 39

Note: The card gives a bibliographic reference with an address. The address is Anthropic's announcement page for the policy, not the policy PDF.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q04 Link to framework
Q05 Framework determination

Stated

  • “Our results show no indicators of catastrophic risk, and therefore we classify all of our Claude 3 models as ASL-2.”

    Section 6.2 'Evaluation Results', PDF p. 24

Note: The card assigns ASL-2 to all three Claude 3 models. It states that the evaluations were run on a lower-refusal version of Claude 3 Opus.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “we still take various precautionary measures at ASL-2. We harden security against opportunistic attackers for all copies of Claude 3 model weights.”

    Section 6.3 'Security and Deployment Mitigations', PDF p. 26

  • “You can read a more detailed description of our ASL-2 security and deployment measures in our full policy [5].”

    Section 6.3 'Security and Deployment Mitigations', PDF p. 26

Note: The card states security and deployment measures at ASL-2, the level assigned in Q05, including automated detection of CBRN- and cyber-related prompts. This is the developer's account of the measures.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “In summary, the model did not meet our most conservative biological risk thresholds, and our expert consultants agreed.”

    Section 6.2.2 'Biological Evaluations', PDF p. 25

Note: The card states biological evaluations (automated question sets and a human uplift trial) with the outcome that the early-indicator thresholds were not met. No chemical, radiological or nuclear evaluation is reported for Claude 3. Evaluation details are not recorded (hazard rule).

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q07 Chemical and biological
Q08 Cyber

Stated

  • “We judged that the model did not pass the ASL-3 threshold on any of the early indicator tests.”

    Section 6.2.3 'Cyber Evaluations', PDF p. 25

Note: The card states cyber evaluations (vulnerability discovery and exploit development) with the outcome that the ASL-3 threshold was not passed. Scores and task details are not recorded (hazard rule).

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “Across all the rounds, the model was clearly below our ARA ASL-3 risk threshold, having failed at least 3 out of 5 tasks”

    Section 6.2.1 'Autonomous Replication and Adaption (ARA) evaluations', PDF p. 24

Note: The card states autonomous replication and adaptation evaluations with the outcome that the ASL-3 warning threshold was not crossed. Task contents are not recorded (hazard rule).

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No report of an evaluation of persuasive or manipulative capability was found in the Claude 3 card (PDF pp. 1–42).

Open the search record: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q10 Persuasion
Q11 Alignment and deception

Stated, partly

  • “These tasks are selected to indicate whether the model can make meaningful progress towards accumulating resources, exploiting software security vulnerabilities, deceiving humans, and surviving autonomously in the absence of human intervention to stop the model.”

    Section 6.2.1 'Autonomous Replication and Adaption (ARA) evaluations', PDF p. 24

  • “Our pre-specified warning indicator for ASL-3 was the model passing 50% or more of the tasks (described below) with at least a 10% pass rate (i.e., succeeding at one in ten attempts) – the model did not cross this threshold.”

    Section 6.2.1 'Autonomous Replication and Adaption (ARA) evaluations', PDF p. 24

Note: The ARA evaluations are described as indicating, among other capabilities, whether the model can make progress at deceiving humans, and the card gives one combined conclusion for them: the ASL-3 warning indicator was not crossed. It gives no conclusion on deception separately, and reports no evaluation of the model’s own propensity for deception, scheming or sabotage. The same evaluations are recorded under Q09. Task contents are not recorded (hazard rule). Search for the rest of the criterion: Sections 5.4–5.7, 6 and 7 (PDF pp. 10–31) and term search across PDF pp. 1–42. Terms searched: “decept”, “deceiv”, “scheming”, “sabotage”, “oversight”, “sandbag”, “reward hack”, “honest”. Passages read and not counted: Section 5.7 'Factual Accuracy', PDF p. 18: An honesty benchmark of factual accuracy, not an evaluation of deception or scheming.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “Examples of tested topics include, but are not limited to: child safety, dangerous weapons and technology, hate speech, violent extremism, fraud, and illegal substances.”

    Section 7.1.1 'Multimodal Policy Red-Teaming', PDF p. 27

  • “We conduct vulnerability testing using internal and external human testers to explore over a dozen policy categories”

    Section 7 'Trust & Safety and Societal Impact Evaluations', PDF p. 26

Note: The card states a Trust & Safety multimodal red-team exercise, with example topics and a prompt count (378 prompts, Figure 17), and vulnerability testing by internal and external testers across over a dozen policy categories. Section 6.2 states that the RSP requires risk assessment 'primarily through automated evaluations and red teaming'.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q12 Red-teaming
Q13 External testers

Stated, partly

  • “We conduct vulnerability testing using internal and external human testers to explore over a dozen policy categories”

    Section 7 'Trust & Safety and Societal Impact Evaluations', PDF p. 26

Note: The card describes external testers and, for the biological evaluations, 'expert consultants' (Section 6.2.2), without naming any organisation. Search for the rest of the criterion: Sections 6–7 and term search across PDF pp. 1–42. Terms searched: “external”, “third party”, “third-party”, “partner”, “consultant”, “advisor”. Passages read and not counted: Section 4, PDF p. 4: External experts named for the carbon-footprint analysis, not for testing the model.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to Claude 3.

Open the search record: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q14 Government institute
Q15 Release decision

Stated, partly

  • “Our results show no indicators of catastrophic risk, and therefore we classify all of our Claude 3 models as ASL-2.”

    Section 6.2 'Evaluation Results', PDF p. 24

  • “we incrementally roll out access to our products to ensure their safety and reliability”

    Section 2.7 'Release Decisions and Maintenance', PDF p. 3

Note: The card states a capability determination in the company's voice and, under a heading on release decisions, general release practices. No passage describes a decision to release Claude 3 or names who made one. Search for the rest of the criterion: Sections 2.7 and 6 and term search across PDF pp. 1–42. Terms searched: “decide”, “decision”, “release”, “deploy”, “launch”, “chose”, “approve”. Passages read and not counted: Section 1, PDF p. 1: States availability of the models, which alone is not a release decision (decision 13a).

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q15 Release decision
Q16 Stated limits

Stated

  • “we are aware that these results do not comprehensively rule out risk.”

    Section 6.4 'RSP areas for improvement', PDF p. 26

  • “Opus performed worse, suggesting that we may have under-elicited the model’s capabilities.”

    Section 6.2.2 'Biological Evaluations', PDF p. 25

Note: The card states that its results do not rule out risk, that elicitation could be improved on ARA and CBRN tasks, and that the biological evaluations may have under-elicited capability. Section 6.2 adds that 'evaluations are a hard scientific problem'.

Inspect sources and checks: The Claude 3 Model Family: Opus, Sonnet, Haiku, Q16 Stated limits

Claude 3.5 Sonnet Model Card Addendum

Q01 Card date

Not found in the recorded search

Note: The addendum prints no date. Anthropic's index gives June 2024 (a page not yet checked as a source), and the Claude 3 card's update line dates the addendum's addition to that card to June 20, 2024; both are outside this document.

Open the search record: Claude 3.5 Sonnet Model Card Addendum, Q01 Card date
Q02 Release date

Not found in the recorded search

Note: No release or availability date or form of release was found in the addendum.

Open the search record: Claude 3.5 Sonnet Model Card Addendum, Q02 Release date
Q03 Framework cited

Stated, partly

  • “it does not trigger the 4x effective compute threshold at which we will run the full evaluation protocol described in our Responsible Scaling Policy (RSP).”

    Section 3 'Safety', Introduction, PDF p. 6

Note: The addendum names the Responsible Scaling Policy without an edition. As context only: the dataset records the Responsible Scaling Policy v1.0 (September 19, 2023) as the edition published before June 2024.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q03 Framework cited
Q04 Link to framework

Stated, partly

  • “the full evaluation protocol described in our Responsible Scaling Policy (RSP).”

    Section 3 'Safety', Introduction, PDF p. 6

Note: The addendum refers to the policy as a document that describes an evaluation protocol, without an address or reference. Its reference [23] is the RSP evaluations report for Claude 3 Opus, not the policy. Search for the rest of the criterion: Section 3 and the references. Terms searched: “Responsible Scaling Policy”, “RSP”, “https”. Passages read and not counted: References, [23], PDF p. 8: 'Responsible Scaling Policy Evaluations Report – Claude 3 Opus' is an evaluation report, not the framework document.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q04 Link to framework
Q05 Framework determination

Stated

  • “Based on our assessments, we classify Claude 3.5 Sonnet as an AI Safety Level 2 (ASL-2) model, indicating that it does not pose risk of catastrophic harm.”

    Section 3 'Safety', Introduction, PDF p. 6

Note: The addendum assigns ASL-2. It also states that the model did not trigger the compute threshold for the policy's full evaluation protocol, and that evaluations were run regardless.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q05 Framework determination
Q06 Safeguards tied to determination

Not found in the recorded search

Note: No safeguard or mitigation tied to the ASL-2 classification was found. The addendum states that, had preset thresholds been exceeded, a council would have decided on more evaluation or protections (Q15); that conditional is not a safeguard applied.

Open the search record: Claude 3.5 Sonnet Model Card Addendum, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “Claude 3.5 Sonnet did not exceed our safety thresholds in these evaluations and we classify it at ASL-2.”

    Section 3, 'Safety Evaluations Results', PDF p. 6

Note: The addendum states CBRN evaluations (knowledge tests and a measure of uplift to non-experts) and one outcome for all three domains: the thresholds of concern were not exceeded. It does not state a CBRN-specific result. Evaluation details are not recorded (hazard rule).

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q07 Chemical and biological
Q08 Cyber

Stated

  • “Claude 3.5 Sonnet did not exceed our safety thresholds in these evaluations and we classify it at ASL-2.”

    Section 3, 'Safety Evaluations Results', PDF p. 6

Note: The addendum states capture-the-flag cyber evaluations and the shared outcome that the thresholds of concern were not exceeded. Task details are not recorded (hazard rule).

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “Claude 3.5 Sonnet did not exceed our safety thresholds in these evaluations and we classify it at ASL-2.”

    Section 3, 'Safety Evaluations Results', PDF p. 6

Note: The addendum states autonomy evaluations (software-engineering tasks) and the shared outcome. It also states that METR explored the model's autonomy-relevant capabilities, without giving METR's result.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasive or manipulative capability was found.

Open the search record: Claude 3.5 Sonnet Model Card Addendum, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of deception, scheming, sabotage or undermining oversight was found.

Open the search record: Claude 3.5 Sonnet Model Card Addendum, Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No adversarial testing described as red-teaming was found.

Open the search record: Claude 3.5 Sonnet Model Card Addendum, Q12 Red-teaming
Q13 External testers

Stated

  • “Additionally, METR [28] did an initial exploration of the model’s autonomy-relevant capabilities.”

    Section 3, 'Safety Evaluations Overview', PDF p. 6

Note: The addendum names METR as having explored the model's autonomy-relevant capabilities. It gives no result of that exploration.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q13 External testers
Q14 Government institute

Stated

  • “The UK AISI also conducted pre-deployment testing of a near-final model, and shared their results with the US AI Safety Institute”

    Section 3, 'Safety Evaluations Overview', PDF p. 6

Note: The addendum names the UK AI Safety Institute as having tested a near-final model before deployment and states that it shared its results with the US AI Safety Institute. It does not state that the US institute tested the model.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q14 Government institute
Q15 Release decision

Stated, partly

  • “Based on our assessments, we classify Claude 3.5 Sonnet as an AI Safety Level 2 (ASL-2) model”

    Section 3 'Safety', Introduction, PDF p. 6

  • “we planned to convene a council consisting of our Responsible Scaling Officer, evaluations leads, and external subject matter experts”

    Section 3, 'Safety Evaluations Overview', PDF p. 6

Note: The addendum states a capability classification in the company's voice and names a council that would have decided on further evaluation or protections had thresholds been exceeded. No passage describes a decision to release the model or names who made one. Search for the rest of the criterion: Section 3. Terms searched: “decide”, “decision”, “release”, “deploy”, “launch”.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q15 Release decision
Q16 Stated limits

Stated

  • “Note that it is possible that the results underestimate the capability of an equivalent Helpful-only model, because alignment training may cause it to hedge concerning answers.”

    Section 3, 'Safety Evaluations Overview', PDF p. 6

Note: The addendum states that safety training can lead capability evaluations to underestimate underlying capability, and that its results may do so. It also states that much remains to be learned about evaluation science and cadence.

Inspect sources and checks: Claude 3.5 Sonnet Model Card Addendum, Q16 Stated limits

Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet

Q01 Card date

Not found in the recorded search

Note: No date of the card was found in the document. Anthropic's index lists it under October 2024.

Open the search record: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q01 Card date
Q02 Release date

Stated, partly

  • “Claude 3.5 Haiku will initially launch as a text-only model”

    Section 2.3 'Vision Capabilities', PDF p. 5

  • “we conducted comprehensive safety evaluations on the upgraded Claude 3.5 Sonnet prior to release”

    Section 3.2 'Frontier Risk Evaluations', PDF p. 9

Note: The card states a release form for Claude 3.5 Haiku (initial launch as text-only) and refers to the upgraded Claude 3.5 Sonnet's release, without a release or availability date for either model.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q02 Release date
Q03 Framework cited

Stated

  • “Both models underwent extensive safety evaluations, including comprehensive testing for potential risks in biological, cybersecurity, and autonomous behavior domains, in accordance with our Responsible Scaling Policy (RSP) [4].”

    Section 1 'Introduction', PDF p. 1

  • “[4] Anthropic, “Responsible Scaling Policy.” October, 2024. https://assets.anthropic.com/m/ 24a47b00f10301cd/original/Anthropic-Responsible-Scaling-Policy-2024-10-15.pdf.”

    References [4], PDF p. 13 (the address breaks across two lines)

Note: The card names the Responsible Scaling Policy and identifies the edition by a dated reference (October 2024) whose address carries the date 2024-10-15, which the dataset records for Responsible Scaling Policy v2.0.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q03 Framework cited
Q04 Link to framework

Stated

  • “[4] Anthropic, “Responsible Scaling Policy.” October, 2024. https://assets.anthropic.com/m/ 24a47b00f10301cd/original/Anthropic-Responsible-Scaling-Policy-2024-10-15.pdf.”

    References [4], PDF p. 13 (the address breaks across two lines)

Note: The card gives a bibliographic reference with the address of the policy document.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q04 Link to framework
Q05 Framework determination

Stated

  • “Based on our analysis, we judge that the upgraded Claude 3.5 Sonnet does not require ASL-3 safeguards at this time.”

    Section 3.2.1 'Results', PDF p. 10

  • “While these models did not trigger the full evaluation protocol described in our Responsible Scaling Policy”

    Section 3.3 'Ongoing Safety Commitment', PDF p. 10

Note: The card states for the upgraded Claude 3.5 Sonnet that ASL-3 safeguards are not required, and for both models that they did not trigger the policy's full evaluation protocol. It also states that the computer use capability is classified under the ASL-2 framework (Section 2.1).

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “As with all our models, we implement safeguards and continue to monitor for potential misuse.”

    Section 2.1 'Computer Use', PDF p. 3

  • “we are establishing several monitoring protocols and mitigations to ensure a safe and measured release of this capability”

    Section 3.1.3 'Computer Use Red-Teaming', PDF p. 9

Note: The card states safeguards, monitoring and new classifiers, but does not tie them to the ASL determination in Q05 or name a safeguard standard applied; the determination states that ASL-3 safeguards are not required.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “We also evaluate frontier risks in accordance with our Responsible Scaling Policy (RSP) [4] in the the areas of Chemical, Biological, Radiological, and Nuclear (CBRN) risks, Cybersecurity, and Autonomous Capabilities.”

    Section 3 'Safety', PDF p. 7

  • “The model did not demonstrate capabilities requiring ASL … 3 safeguards and security in any domain.”

    Section 3.2.1 'Results', PDF pp. 9–10 (the text layer splits 'ASL-3' across the page break; the ellipsis marks the page number)

Note: The card states CBRN evaluations under the RSP and, for the upgraded Claude 3.5 Sonnet, that no domain showed capabilities requiring ASL-3 safeguards and security. Radiological and nuclear risks are reported together with chemical and biological as CBRN. No domain outcome is stated separately for Claude 3.5 Haiku.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q07 Chemical and biological
Q08 Cyber

Stated

  • “We also evaluate frontier risks in accordance with our Responsible Scaling Policy (RSP) [4] in the the areas of Chemical, Biological, Radiological, and Nuclear (CBRN) risks, Cybersecurity, and Autonomous Capabilities.”

    Section 3 'Safety', PDF p. 7

  • “The model did not demonstrate capabilities requiring ASL … 3 safeguards and security in any domain.”

    Section 3.2.1 'Results', PDF pp. 9–10 (the text layer splits 'ASL-3' across the page break; the ellipsis marks the page number)

Note: The card states cybersecurity evaluations under the RSP and, for the upgraded Claude 3.5 Sonnet, that no domain showed capabilities requiring ASL-3 safeguards and security. Method descriptions in Section 3.2 are not recorded (hazard rule).

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “we deem our software engineering evaluations as currently sufficient for ruling out ASL-3 autonomy capabilities”

    Section 3.1.4 'Evaluating Computer Use for the Responsible Scaling Policy', PDF p. 9

  • “Based on our analysis, we judge that the upgraded Claude 3.5 Sonnet does not require ASL-3 safeguards at this time.”

    Section 3.2.1 'Results', PDF p. 10

Note: The card states autonomy evaluations under the RSP, that its software engineering evaluations suffice to rule out ASL-3 autonomy capabilities, and that the developer judges the upgraded Claude 3.5 Sonnet not to require ASL-3 safeguards.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No passage reporting evaluations of persuasion or manipulation of people was found.

Open the search record: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of the models' own propensity or capability for deception, scheming, reward hacking or sabotage was found.

Open the search record: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “We conducted comprehensive Trust & Safety (T&S) evaluations across fourteen policy areas in six languages”

    Section 3.1.1 'Model Red-Teaming', PDF p. 7

  • “We conducted specific Trust & Safety red-teaming for computer use to identify potential abuse vectors.”

    Section 3.1.3 'Computer Use Red-Teaming', PDF p. 8

  • “We conducted rigorous first party and independent third party multimodal red-teaming exercises”

    Section 2.1 'Computer Use', PDF p. 2

Note: The card states Trust & Safety red-teaming across fourteen policy areas in six languages, computer-use red-teaming, and first- and third-party multimodal red-teaming; Section 3.2 also mentions manual red-teaming within CBRN evaluations. No number of testers or period is given.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q12 Red-teaming
Q13 External testers

Stated

  • “We also collaborated with METR [8] to conduct an independent assessment.”

    Section 1 'Introduction', PDF p. 1; repeated in Section 3.2, PDF p. 9

Note: The card names METR as conducting an independent assessment; it does not state the assessment's scope or outcome, or which model it covered.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q13 External testers
Q14 Government institute

Stated

  • “joint pre-deployment testing of the new Claude 3.5 Sonnet model was conducted by the US AI Safety Institute (US AISI) [6] and the UK AI Safety Institute (UK AISI) [7].”

    Section 1 'Introduction', PDF p. 1; repeated in Section 3.2, PDF p. 9

Note: The card states pre-deployment testing of the upgraded Claude 3.5 Sonnet by the US and UK AI Safety Institutes; no government testing of Claude 3.5 Haiku is stated.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q14 Government institute
Q15 Release decision

Stated, partly

  • “Based on our analysis, we judge that the upgraded Claude 3.5 Sonnet does not require ASL-3 safeguards at this time.”

    Section 3.2.1 'Results', PDF p. 10

  • “we conducted comprehensive safety evaluations on the upgraded Claude 3.5 Sonnet prior to release”

    Section 3.2 'Frontier Risk Evaluations', PDF p. 9

Note: The card states a safeguards determination in the company's voice and refers to the release, but no passage states that a decision to release was made or by whom. Search for the rest of the criterion: Sections 1, 2.1, 3.1.3, 3.2 and 3.3. Terms searched: “decision”, “decide”, “deploy”, “release”, “launch”, “Responsible Scaling Officer”, “CEO”. Passages read and not counted: Section 3.1.3, PDF p. 9: 'a safe and measured release of this capability' concerns monitoring of the computer use feature, not a release decision.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q15 Release decision
Q16 Stated limits

Stated

  • “We believe dedicated scaffolding and prompting can further improve the results.”

    Section 2.2 'Tool Use & Agentic Tasks', PDF p. 3

  • “We detail some of our preliminary reasoning below”

    Section 3.1.4 'Evaluating Computer Use for the Responsible Scaling Policy', PDF p. 9

Note: The card states that a reported agentic coding result could be improved with dedicated scaffolding and prompting, and describes its reasoning on computer use and RSP threat models as preliminary. No limitation is stated for the Section 3.2 frontier risk results.

Inspect sources and checks: Model Card Addendum: Claude 3.5 Haiku and Upgraded Claude 3.5 Sonnet, Q16 Stated limits

System Card: Claude Opus 4.5

Q01 Card date

Stated, partly

  • “System Card: Claude Opus 4.5 November 2025”

    Cover, PDF p. 1

  • “November 24, 2025 … November 25, 2025 … December 5, 2025”

    Changelog, PDF p. 2

Note: The card's printed date has month precision (November 2025). Its changelog lists three revision dates (November 24 and 25, December 5, 2025); the first entry refers to a 'previous version' of the card.

Inspect sources and checks: System Card: Claude Opus 4.5, Q01 Card date
Q02 Release date

Stated, partly

  • “Informed by the testing described here, we have deployed Claude Opus 4.5 under the AI Safety Level 3 Standard.”

    Abstract, PDF p. 3

  • “In preparation for this model launch, we were able to reduce this behavior by modifying the system prompt that is applied for conversations on Claude.ai.”

    Section 3.2 'Ambiguous context evaluations', PDF p. 41

Note: The card states that the model has been deployed and refers to its launch, naming Claude.ai as a surface, but gives no release or availability date. Search for the rest of the criterion: Abstract, Sections 1–1.2, and term search across the card. Terms searched: “release date”, “available”, “availability”, “launch”, “API”, “Claude.ai”, “November 2”. Passages read and not counted: Section 1.2.4, PDF pp. 12–13: 'We are launching Claude Opus 4.5 with safeguards we believe are appropriate' gives relative timing; the sentence spans a page break in the text layer and is not quoted.

Inspect sources and checks: System Card: Claude Opus 4.5, Q02 Release date
Q03 Framework cited

Stated

  • “For more information on the requirements for these ASL Standards, please see the Responsible Scaling Policy”

    Section 1.2.3 'AI Safety Level determination process', PDF p. 12 (hyperlinked words)

Note: The card names the Responsible Scaling Policy; the text gives no version, but the PDF's hyperlink on these words points to a policy PDF whose cover reads 'Version 2.2, Effective May 14, 2025' (Responsible Scaling Policy v2.2; identified by link annotation, maintainer decision 4a). The printed text does not name the edition.

Inspect sources and checks: System Card: Claude Opus 4.5, Q03 Framework cited
Q04 Link to framework

Stated

  • “For more information on the requirements for these ASL Standards, please see the Responsible Scaling Policy”

    Section 1.2.3 'AI Safety Level determination process', PDF p. 12 (hyperlinked words)

Note: The card refers the reader to the policy; the words carry a hyperlink to the RSP v2.2 PDF (also on PDF p. 117). The address is not printed in the text.

Inspect sources and checks: System Card: Claude Opus 4.5, Q04 Link to framework
Q05 Framework determination

Stated

  • “Our determination is that Claude Opus 4.5 does not cross either the AI R&D-4 or CBRN-4 capability threshold.”

    Section 1.2.4 'Conclusions', PDF p. 12

Note: The card states that the model does not cross the AI R&D-4 or CBRN-4 thresholds and that it is deployed under the ASL-3 Standard. For cyber it states that the policy sets no capability threshold (Q08).

Inspect sources and checks: System Card: Claude Opus 4.5, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “For Claude Opus 4.5, we implemented ASL-3 (AI Safety Level 3) protections based on the model’s demonstrated capabilities.”

    Section 1.2.1 'Overview', PDF p. 11

  • “Based on these assessments, we have decided to release Claude Opus 4.5 under the ASL-3 Standard.”

    Section 1.2.3 'AI Safety Level determination process', PDF p. 12

Note: The card states that ASL-3 protections were implemented on the basis of the capability assessment. This is the developer's account of the safeguards applied.

Inspect sources and checks: System Card: Claude Opus 4.5, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “We determine that Claude Opus 4.5 does not cross the CBRN-4 threshold.”

    Section 1.2.4.2 'On chemical, biological, radiological, and nuclear (CBRN) risks', PDF p. 14

  • “As a result, we determined ASL-3 safeguards were appropriate.”

    Section 7.2 'CBRN evaluations', 'Claude Opus 4.5 Results', PDF p. 119

  • “we do not currently run specific evaluations on chemical risks internally”

    Section 7.2.1 'On chemical risks', PDF p. 120

Note: The card states biological evaluations with the outcome that the CBRN-4 threshold is not crossed and ASL-3 safeguards are appropriate. It states that chemical risks are not evaluated internally, and that radiological and nuclear evaluations are carried out with NNSA and their results are not published by Anthropic. Evaluation details are not recorded (hazard rule).

Inspect sources and checks: System Card: Claude Opus 4.5, Q07 Chemical and biological
Q08 Cyber

Stated

  • “We believe that Claude Opus 4.5 does not demonstrate catastrophically risky capabilities in the cyber domain.”

    Section 7.4 'Cyber evaluations', 'Results', PDF p. 145

  • “The Responsible Scaling Policy does not stipulate a capability threshold for cyber capabilities at any ASL level”

    Section 7.4 'Cyber evaluations', PDF p. 143

Note: The card states cyber evaluations and a conclusion without a policy threshold, which it states the policy does not set for cyber. Evaluation methods and scores are not recorded (hazard rule).

Inspect sources and checks: System Card: Claude Opus 4.5, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “We judge that Claude Opus 4.5 could not fully automate an entry-level, remote-only research role at Anthropic.”

    Section 1.2.4.1 'On autonomy risks', PDF p. 13

  • “Claude Opus 4.5 has roughly reached the pre-defined thresholds we set for straightforward ASL-4 rule-out based on benchmark tasks.”

    Section 1.2.3 'AI Safety Level determination process', PDF p. 12

Note: The card states AI R&D evaluations, that the AI R&D-4 threshold is not crossed, and that the rule-out drew also on an internal survey and qualitative impressions because benchmark rule-out thresholds were roughly reached.

Inspect sources and checks: System Card: Claude Opus 4.5, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated, partly

  • “attempts to hide dangerous capabilities, and attempts to manipulate users toward certain views”

    Section 6.1 'Introduction and summary of findings', PDF p. 64

Note: The card lists attempts to manipulate users toward certain views among the behaviours its alignment assessment tested for; no outcome specific to manipulation or persuasion was found. The overall alignment conclusions are recorded in Q11. Search for the rest of the criterion: Sections 3.5, 6.1–6.2 and term search across the card. Terms searched: “persua”, “manipulat”, “influence”, “sway”, “political”. Passages read and not counted: Section 3.5.1 'Political bias', PDF pp. 43–45: Even-handedness evaluation measures bias in responses, not persuasive or manipulative capability.

Inspect sources and checks: System Card: Claude Opus 4.5, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “Claude Opus 4.5 is very unlikely to pose a significant risk of catastrophic impacts through the intentional sabotage of human engineering, R&D, or decision-making.”

    Section 6.1.2 'Overall assessment of high-stakes sabotage risk', PDF p. 66

  • “We saw no signs of sandbagging or strategic attempts to tamper with our safety testing in a way that would affect our RSP determinations”

    Section 6.1.1 'Key findings on safety and alignment', PDF p. 66

Note: The card states alignment evaluations covering sabotage, deception, sandbagging, reward hacking and evaluation awareness, with the conclusion that high-stakes sabotage risk is low. It also reports two isolated cases of deception by omission in testing earlier snapshots, which it attributes to interventions against prompt injection.

Inspect sources and checks: System Card: Claude Opus 4.5, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “We worked with the US Center for AI Standards and Innovation to red-team Claude Opus 4.5 over a one-week window, which included at least 2–3 days of red-teaming.”

    Section 7.2.4.10 'ASL-4 red teaming with the CAISI', PDF p. 132

  • “Finally, red-teaming results by various third parties demonstrated some increase in risk, but not enough to require additional protections.”

    Section 7.2 'CBRN evaluations', 'Claude Opus 4.5 Results', PDF p. 119

Note: The card states biological red-teaming by third parties, by one external expert over two days (Section 7.2.4.9) and by CAISI over a one-week window; prompt-injection red-teaming with Gray Swan (Section 5.2); and that cyber capabilities are red-teamed (Section 7.4).

Inspect sources and checks: System Card: Claude Opus 4.5, Q12 Red-teaming
Q13 External testers

Stated

  • “Gray Swan measured the success rate of prompt injection attacks after a single attempt (k=1)”

    Section 5.2.1 'Gray Swan Agent Red Teaming benchmark for tool use', PDF p. 58

Note: The card names Gray Swan, which it calls an external research partner, as measuring prompt-injection attack success. The third parties in biological red-teaming and the external expert are not named; the changelog refers to ARC-AGI scores 'reported by the ARC Foundation'.

Inspect sources and checks: System Card: Claude Opus 4.5, Q13 External testers
Q14 Government institute

Stated

  • “pre-deployment testing of Claude Opus 4.5 was conducted by the US Center for AI Standards and Innovation (CAISI) and the UK AI Security Institute (UK AISI).”

    Section 7.5 'Third party assessments', PDF p. 151

  • “Anthropic has maintained a formal partnership with the U.S. Department of Energy’s National Nuclear Security Administration (NNSA) to evaluate our AI models for potential nuclear and radiological risks.”

    Section 7.2.2 'On radiological and nuclear risks', PDF p. 120

Note: The card states pre-deployment testing by CAISI and the UK AISI (CBRN, cyber, ASL-3 safeguards and misalignment), UK AISI testing of a pre-release snapshot for misalignment (Section 6.13), and an NNSA partnership evaluating models for nuclear and radiological risks.

Inspect sources and checks: System Card: Claude Opus 4.5, Q14 Government institute
Q15 Release decision

Stated

  • “Consistent with our RSP, the Responsible Scaling Officer and CEO made the ultimate determination on the required ASL Standards.”

    Section 1.2.3 'AI Safety Level determination process', PDF p. 12

  • “Based on these assessments, we have decided to release Claude Opus 4.5 under the ASL-3 Standard.”

    Section 1.2.3 'AI Safety Level determination process', PDF p. 12

Note: The card states a decision to release in the company's voice, and names the Responsible Scaling Officer and CEO as making the ASL determination on which the release rests.

Inspect sources and checks: System Card: Claude Opus 4.5, Q15 Release decision
Q16 Stated limits

Stated

  • “However, confidently ruling out these thresholds is becoming increasingly difficult.”

    Section 1.2.4 'Conclusions', PDF p. 12

  • “parts of the AI R&D-4 and CBRN-4 thresholds have fundamental epistemic uncertainty or require more sophisticated forms of measurement”

    Section 1.2.4 'Conclusions', PDF p. 12

Note: The card states that ruling out the AI R&D-4 and CBRN-4 thresholds is becoming difficult and that parts of the thresholds carry epistemic uncertainty. It also states limited tools for studying reasoning faithfulness (Section 6.1.1).

Inspect sources and checks: System Card: Claude Opus 4.5, Q16 Stated limits

System Card: Claude Haiku 5.5

Q01 Card date

Stated

  • “System Card: Claude Haiku 5.5 October 7, 2026”

    Cover, PDF p. 1

Note: The card carries a printed date with day precision (October 7, 2026); its kind (issue or publication) is not stated. No changelog or revision date was found.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q01 Card date
Q02 Release date

Stated, partly

  • “Claude Haiku 5.5 is a new large language model from Anthropic, released for general access.”

    Section 1 'Introduction', PDF p. 8

Note: The card states the release form (general access; Section 1.5 also refers to first-party products and the API) but no release or availability date. Search for the rest of the criterion: Executive summary, Section 1 and term search across the card. Terms searched: “release”, “available”, “availability”, “launch”, “general access”, “October”. Passages read and not counted: Section 8.9.1, PDF p. 125: 'as of October 7, 2026' dates a price used for a comparison model, not the release.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q02 Release date
Q03 Framework cited

Stated, partly

  • “we describe our assessment of Claude Haiku 5.5 for catastrophic risks relevant to our Responsible Scaling Policy (RSP)”

    Section 2.1 'Introduction', PDF p. 11

Note: The card names the Responsible Scaling Policy without a version or date; its hyperlink points to the undated policy page. As context, not as the card's statement, the dataset records Responsible Scaling Policy v3.4 (effective 2026-07-08) as the edition published before the card's date. The card also names a 'Frontier Compliance Framework (FCF)', a compliance document not yet read and not recorded as a framework edition (maintainer decision 5a).

Inspect sources and checks: System Card: Claude Haiku 5.5, Q03 Framework cited
Q04 Link to framework

Stated

  • “we describe our assessment of Claude Haiku 5.5 for catastrophic risks relevant to our Responsible Scaling Policy (RSP)”

    Section 2.1 'Introduction', PDF p. 11 (hyperlinked words)

Note: The words 'Responsible Scaling Policy (RSP)' carry a hyperlink to https://www.anthropic.com/responsible-scaling-policy, an undated page; the address is not printed in the text.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q04 Link to framework
Q05 Framework determination

Stated

  • “As such, we determine that Haiku 5.5 does not cross our CB-2 or Autonomy-2 RSP thresholds.”

    Section 2.1 'Introduction', PDF p. 11

  • “However, we do treat Haiku 5.5 as meeting our CB-1 and Autonomy-1 thresholds, and we apply the corresponding mitigations from our RSP.”

    Section 2.1 'Introduction', PDF p. 11

Note: The card states that the model does not cross the CB-2 or Autonomy-2 thresholds and is treated as meeting CB-1 and Autonomy-1. No RSP threshold is named for cyber.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “However, we do treat Haiku 5.5 as meeting our CB-1 and Autonomy-1 thresholds, and we apply the corresponding mitigations from our RSP.”

    Section 2.1 'Introduction', PDF p. 11

  • “For chemical and biological (CB) risks, we have deployed the same harmful CB misuse classifiers as for our deployments of Claude Opus 5 and Claude Sonnet 5”

    Section 1.5 'Safeguards', PDF p. 9

Note: The card states that the mitigations corresponding to the CB-1 and Autonomy-1 thresholds are applied, and lists deployed classifiers for CB, cyber, frontier-LLM development and conventional weapons. This is the developer's account of the safeguards.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “As such, we determine that Haiku 5.5 does not cross our CB-2 or Autonomy-2 RSP thresholds.”

    Section 2.1 'Introduction', PDF p. 11

  • “We did not conduct expert red-teaming sessions, uplift trials, or other resource-intensive evaluations requiring human participants.”

    Section 2.2.1 'What we measured', PDF p. 11

Note: The card states automated chemical and biological (CB) evaluations, with the outcome that CB-2 is not crossed and CB-1 is treated as met. No radiological or nuclear evaluation is reported in the RSP section. Evaluation names and results are not recorded (hazard rule). Not cross-family checked: the maintainer excluded this cell on chemical and biological evaluations from the cross-family check of 2026-11-03.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q07 Chemical and biological
Q08 Cyber

Stated

  • “Claude Haiku 5.5 is not a frontier model, but it is a relatively significant step up in cyber capabilities over Haiku 4.5.”

    Section 3.1 'Introduction', PDF p. 23

  • “Given the relative lack of advanced cybersecurity capabilities, our cyber safeguards for Claude Haiku 5.5 trigger on significantly less activity than other recent releases.”

    Section 3.2 'Mitigations', PDF p. 23

Note: The card states cyber capability evaluations and the conclusion of a relative lack of advanced cybersecurity capabilities, compared with other Claude models; no threshold language is used for cyber. Benchmark contents and scores are not recorded (hazard rule).

Inspect sources and checks: System Card: Claude Haiku 5.5, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “Autonomy threat model 2 is not applicable to Haiku 5.5.”

    Section 2.3.1.1 'How Haiku 5.5 affects or changes analysis from our most recent Risk Report', PDF p. 19

  • “As Claude Haiku 5.5 is much less capable than Opus 5.5 and does not push the capability frontier, we draw the same conclusion in this case.”

    Section 2.3.3 'Conclusion', PDF p. 20

Note: The card states that the Autonomy-2 threshold is not crossed, carrying over the Claude Opus 5.5 System Card's conclusion on the basis of relative capability, and that Autonomy threat model 1 applies (Q11).

Inspect sources and checks: System Card: Claude Haiku 5.5, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No passage reporting evaluations of persuasive or manipulative capability was found.

Open the search record: System Card: Claude Haiku 5.5, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “our overall assessment is that the risk of catastrophic harm caused by misalignment of Claude Haiku 5.5 is also low.”

    Section 2.4.2 'Updated overall assessment of alignment risk', PDF p. 22

  • “much weaker at covert sabotage than our larger models”

    Executive summary, PDF p. 3

Note: The card states alignment evaluations (behavioural audit, honesty, sandbox escape, covert-capability and sabotage evaluations) with the conclusion that misalignment risk is low.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “We use Shade, an external adaptive red-teaming tool from Gray Swan, to evaluate our models’ robustness to prompt injection in coding environments.”

    Section 5.2.2.1 'Coding', PDF p. 51

Note: The card reports prompt-injection red-teaming under a section titled 'External red teaming' (coding, tool use and computer use surfaces) and adversarial testing by crowd workers (Section 1.2). It states that no expert red-teaming sessions were run for CB (Q07). No number of testers or period is given.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q12 Red-teaming
Q13 External testers

Stated

  • “Gray Swan trains the attacker on the test scenarios against earlier Claude models, then runs it unchanged against the latest models on the same scenarios.”

    Section 5.2.2.1 'Coding', PDF p. 51

Note: The card names Gray Swan as running its attacker against the latest models. Section 1.6 states that external testers ran assessments without naming them there; Irregular is named as the developer of a cyber benchmark, not as a tester.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested this model or received access to it.

Open the search record: System Card: Claude Haiku 5.5, Q14 Government institute
Q15 Release decision

Stated, partly

  • “As such, we are releasing Haiku 5.5 with the same safeguards we deployed for Sonnet 5 and Opus 5”

    Section 2.2.4 'Conclusions', PDF p. 18

Note: The card states, in the company's voice, that the model is being released with a named safeguard set as a consequence of its chemical and biological judgement. It does not describe a decision to release, and names no person, office or committee.

Inspect sources and checks: System Card: Claude Haiku 5.5, Q15 Release decision
Q16 Stated limits

Stated

  • “these measures are limited: past assessments have not fully captured the potential severity of misbehavior our models were capable of”

    Section 6.1.2 'Key findings on safety and alignment', PDF p. 56

  • “The strength of the evidence provided by our alignment assessment for Haiku 5.5 is somewhat lower than that presented for Claude Mythos 5 in the August 2026 Risk Report”

    Section 2.4.1 'Updates to claims and core argument', PDF p. 21

Note: The card states limits of its alignment measures and of the evidence for this model; it also states that internal testing runs at a smaller scale than deployment (Section 6.1.1) and that CB evaluations were automated, without studies requiring human participants (Q07).

Inspect sources and checks: System Card: Claude Haiku 5.5, Q16 Stated limits

Google DeepMind

Gemini 2.0 Flash-Lite Model Card

Q01 Card date

Stated

  • “Model card published April 10, 2025”

    Header, PDF p. 1

Note: The card prints its publication date, April 10, 2025. No revision date is printed.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q01 Card date
Q02 Release date

Not found in the recorded search

Note: No release or availability date and no release form was found in the card.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q02 Release date
Q03 Framework cited

Stated

  • “Frontier Safety Framework evaluations according to Google DeepMind’s Frontier Safety Framework (FSF)”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5 (hyperlinked words)

Note: The card names the Frontier Safety Framework; the text gives no version, but the hyperlink on these words points to a framework PDF whose cover reads "Version 2.0" and "4th February 2025" (Frontier Safety Framework v2.0). The file linked differs in bytes from the dataset's other file of that edition; both covers give the same version and date.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q03 Framework cited
Q04 Link to framework

Stated

  • “Frontier Safety Framework evaluations according to Google DeepMind’s Frontier Safety Framework (FSF)”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5 (hyperlinked words)

Note: The words carry a hyperlink to the Frontier Safety Framework 2.0 PDF. The address is not printed in the text.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: The card lists Frontier Safety Framework evaluations among its evaluation types but states no outcome and does not say that a determination was made.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “Mitigations include, but are not limited to:”

    'Ethics and Safety', 'Risks and Mitigations', PDF p. 7

  • “product-level mitigations such as safety filtering.”

    'Ethics and Safety', 'Risks and Mitigations', PDF p. 7

Note: The card lists mitigations (dataset filtering, conditional pre-training, fine-tuning, reinforcement learning from feedback, safety policies, product-level filtering) without tying any of them to a framework determination. This is the developer's account of the mitigations. Search for the rest of the criterion: 'Ethics and Safety'. Terms searched: “mitigation”, “safeguard”, “Frontier Safety”, “security”.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation is reported.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No cyber-offence evaluation is reported.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development is reported.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation is reported.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of deception, scheming, sabotage or undermining oversight is reported.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “Human red teaming conducted by specialist teams across the policies and desiderata;”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5

  • “Automated red teaming to dynamically evaluate Gemini at scale, complementing human efforts and static evaluations for both security and safety-focused evaluations;”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5

Note: The card states human red teaming by specialist teams across policies and desiderata, and automated red teaming for security and safety. It gives no number of testers or period, and reports no red-teaming results.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named, and no testers are described as external.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model.

Open the search record: Gemini 2.0 Flash-Lite Model Card, Q14 Government institute
Q15 Release decision

Stated

  • “RSC also reviewed data on the model’s performance via assurance evaluations and made release decisions.”

    'Ethics and Safety', 'Evaluation Approach', PDF pp. 5–6

Note: The card states that Google DeepMind's Responsibility and Safety Council, which it calls Google DeepMind's governance body, reviewed assurance-evaluation data and made release decisions. The passage uses the plural and does not describe the decision for this model specifically.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q15 Release decision
Q16 Stated limits

Stated

  • “The evaluation results are for automated evaluations and not human evaluation or red-teaming”

    'Ethics and Safety', 'Training and Development Evaluation Results', PDF p. 6

Note: The card states that the reported safety results are automated evaluations only, given relative to Gemini 1.5 Pro 002.

Inspect sources and checks: Gemini 2.0 Flash-Lite Model Card, Q16 Stated limits

Gemini 2.0 Flash Model Card

Q01 Card date

Stated

  • “Model card published April 15, 2025”

    Header, PDF p. 1

Note: The card prints its publication date, April 15, 2025. No revision date is printed.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q01 Card date
Q02 Release date

Stated, partly

  • “Image outputs are experimental as of the publishing date of this model card.”

    'Model Information', 'Outputs', PDF p. 2

Note: The card states that image output is experimental at the card's publication date, and names the Multimodal Live API among the model's features (PDF p. 5). It gives no release or availability date. Search for the rest of the criterion: Whole card (6 pages). Terms searched: “release”, “available”, “availability”, “launch”, “experimental”, “GA”, “API”.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q02 Release date
Q03 Framework cited

Stated

  • “Frontier Safety Framework evaluations according to Google DeepMind’s Frontier Safety Framework (FSF)”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5 (hyperlinked words)

Note: The card names the Frontier Safety Framework; the text gives no version, but the hyperlink on these words points to a framework PDF whose cover reads "Version 2.0" and "4th February 2025" (Frontier Safety Framework v2.0). The file linked differs in bytes from the dataset's other file of that edition; both covers give the same version and date.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q03 Framework cited
Q04 Link to framework

Stated

  • “Frontier Safety Framework evaluations according to Google DeepMind’s Frontier Safety Framework (FSF)”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5 (hyperlinked words)

Note: The words carry a hyperlink to the Frontier Safety Framework 2.0 PDF. The address is not printed in the text.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: The card lists Frontier Safety Framework evaluations among its evaluation types but states no outcome and does not say that a determination was made.

Open the search record: Gemini 2.0 Flash Model Card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “Mitigations include, but are not limited to:”

    'Ethics and Safety', 'Risks and Mitigations', PDF p. 7

  • “product-level mitigations such as safety filtering.”

    'Ethics and Safety', 'Risks and Mitigations', PDF p. 7

Note: The card lists mitigations (dataset filtering, conditional pre-training, fine-tuning, reinforcement learning from feedback, safety policies, product-level filtering) without tying any of them to a framework determination. This is the developer's account of the mitigations. Search for the rest of the criterion: 'Ethics and Safety'. Terms searched: “mitigation”, “safeguard”, “Frontier Safety”, “security”.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation is reported.

Open the search record: Gemini 2.0 Flash Model Card, Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No cyber-offence evaluation is reported.

Open the search record: Gemini 2.0 Flash Model Card, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development is reported.

Open the search record: Gemini 2.0 Flash Model Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation is reported.

Open the search record: Gemini 2.0 Flash Model Card, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of deception, scheming, sabotage or undermining oversight is reported.

Open the search record: Gemini 2.0 Flash Model Card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “Human red teaming conducted by specialist teams across the policies and desiderata;”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5

  • “Automated red teaming to dynamically evaluate Gemini at scale, complementing human efforts and static evaluations for both security and safety-focused evaluations;”

    'Ethics and Safety', 'Evaluation Approach', PDF p. 5

Note: The card states human red teaming by specialist teams across policies and desiderata, and automated red teaming for security and safety. It gives no number of testers or period, and reports no red-teaming results.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named, and no testers are described as external.

Open the search record: Gemini 2.0 Flash Model Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model.

Open the search record: Gemini 2.0 Flash Model Card, Q14 Government institute
Q15 Release decision

Stated

  • “The RSC also reviewed data on the model’s performance via assurance evaluations and made release decisions.”

    'Ethics and Safety', 'Evaluation Approach', PDF pp. 5–6

Note: The card states that Google DeepMind's Responsibility and Safety Council, which it calls Google DeepMind's governance body, reviewed assurance-evaluation data and made release decisions. The passage uses the plural and does not describe the decision for this model specifically.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q15 Release decision
Q16 Stated limits

Stated

  • “The evaluation results are for automated evaluations and not human evaluation or red-teaming”

    'Ethics and Safety', 'Training and Development Evaluation Results', PDF p. 6

Note: The card states that the results in its training and development evaluation table are automated evaluations, not human evaluation or red-teaming, given relative to Gemini 1.5 Pro 002. The limit is stated for that table; it does not describe the card’s other safety findings or its stated human red-teaming.

Inspect sources and checks: Gemini 2.0 Flash Model Card, Q16 Stated limits

Gemini 3 Flash Model Card

Q01 Card date

Stated, partly

  • “Published: December 2025”

    Model card preamble, PDF p. 2 (printed p. 1)

Note: The card carries a publication date at month precision only; the cover repeats it as 'Model card published: December, 2025'. The developer's model-card index lists the card as 'Updated 17 December 2025' (index, not the card). No revision date is printed.

Inspect sources and checks: Gemini 3 Flash Model Card, Q01 Card date
Q02 Release date

Not found in the recorded search

Note: No release or availability date and no release form was found in the card; its Distribution section refers to the Gemini 3 Pro model card.

Open the search record: Gemini 3 Flash Model Card, Q02 Release date
Q03 Framework cited

Stated, partly

  • “did not reach any critical capability levels (CCLs) outlined in our Frontier Safety Framework”

    Ethics and Content Safety, 'Frontier Safety Assessment', PDF p. 6 (printed p. 5)

Note: The card names the Frontier Safety Framework (also 'our FSF') without an edition, date or link to the framework. Context only, not the card's statement: the dataset records Frontier Safety Framework v3.0 (2025-09-22) as the edition published before the card's date. Search for the rest of the criterion: Whole card. Terms searched: “Frontier Safety Framework”, “FSF”, “version”, “edition”, “2025”.

Inspect sources and checks: Gemini 3 Flash Model Card, Q03 Framework cited
Q04 Link to framework

Stated, partly

  • “did not reach any critical capability levels (CCLs) outlined in our Frontier Safety Framework”

    Ethics and Content Safety, 'Frontier Safety Assessment', PDF p. 6 (printed p. 5)

Note: The card refers to the framework as a document ('outlined in') without an address or reference. The paragraph's hyperlink (PDF link annotation, p. 6) points to the Gemini 3 Pro Frontier Safety Framework Report (storage.googleapis.com/deepmind-media/gemini/gemini_3_pro_fsf_report.pdf), a model report, not the framework. Search for the rest of the criterion: Whole card and its PDF link annotations (17 links). Terms searched: “Frontier Safety Framework”, “FSF”, “frontier-safety”, “http”. Passages read and not counted: PDF link annotation, p. 6: Target is the Gemini 3 Pro Frontier Safety Framework Report, not the framework document.

Inspect sources and checks: Gemini 3 Flash Model Card, Q04 Link to framework
Q05 Framework determination

Stated

  • “the Gemini 3 Pro model results give us confidence that Gemini 3 Flash is unlikely to reach any CCLs”

    Ethics and Content Safety, 'Frontier Safety Assessment', PDF p. 6 (printed p. 5)

Note: The card states that Gemini 3 Pro Preview did not reach any critical capability level and that Gemini 3 Flash, as a less capable model, is unlikely to reach any CCL; it states that it relies on the results reported for Gemini 3 Pro and reports no frontier safety evaluation of Gemini 3 Flash itself. No domain is named.

Inspect sources and checks: Gemini 3 Flash Model Card, Q05 Framework determination
Q06 Safeguards tied to determination

Not found in the recorded search

Note: No safeguard tied to the determination was found; the card refers to the Gemini 3 Pro model card for risks and mitigations.

Open the search record: Gemini 3 Flash Model Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation of Gemini 3 Flash was found. The card's frontier safety paragraph reports Gemini 3 Pro Preview's results as a whole (no CCL reached) without naming any domain.

Open the search record: Gemini 3 Flash Model Card, Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No cyber evaluation was found; the term does not occur in the card.

Open the search record: Gemini 3 Flash Model Card, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No dangerous-capability evaluation of autonomy, self-improvement or AI R&D was found. The card reports agentic benchmarks as product capability; they are set aside below.

Open the search record: Gemini 3 Flash Model Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No persuasion or manipulation evaluation was found; the terms do not occur in the card.

Open the search record: Gemini 3 Flash Model Card, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The safety evaluations reported are content-safety, tone and refusal measures.

Open the search record: Gemini 3 Flash Model Card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “We conduct manual red teaming by specialist teams who sit outside of the model development team”

    Ethics and Content Safety, 'Human Red Teaming Results', PDF p. 6 (printed p. 5)

  • “the scope of red teaming covered potential issues outside of our strict policies”

    Ethics and Content Safety, 'Human Red Teaming Results', PDF p. 6 (printed p. 5)

Note: The card states manual red teaming by Google specialist teams outside the model development team, covering child safety and content safety policies and issues beyond them; it states no number of testers or period.

Inspect sources and checks: Gemini 3 Flash Model Card, Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external tester or evaluator was found.

Open the search record: Gemini 3 Flash Model Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body was found.

Open the search record: Gemini 3 Flash Model Card, Q14 Government institute
Q15 Release decision

Stated

  • “we deemed Gemini 3 Flash was acceptable for deployment”

    Ethics and Content Safety, 'Frontier Safety Assessment', PDF p. 6 (printed p. 5)

Note: The card states a deployment judgement in the company's voice ('we'), made 'in line with the risk acceptance criteria outlined in our FSF'. No person, office or committee is named.

Inspect sources and checks: Gemini 3 Flash Model Card, Q15 Release decision
Q16 Stated limits

Stated

  • “The evaluation results are for automated evaluations and not human evaluation or red teaming”

    Ethics and Content Safety, 'Training and Development Evaluation Results', PDF p. 5 (printed p. 4)

  • “not directly comparable with performance results found in previous Gemini model cards”

    Ethics and Content Safety, 'Training and Development Evaluation Results', PDF p. 6 (printed p. 5)

Note: The card states that the reported safety results are automated only, are computed with revised evaluations not comparable with earlier cards, and that variation is expected in automated results.

Inspect sources and checks: Gemini 3 Flash Model Card, Q16 Stated limits

Gemini 4 Argon — Model Card

Q01 Card date

Stated, partly

  • “Published: October 2026”

    Model card preamble, PDF p. 2 (printed p. 1)

Note: The PDF carries a publication date at month precision only and no revision date. The card's HTML page reads 'Published 13 October 2026' (page header, not the PDF).

Inspect sources and checks: Gemini 4 Argon — Model Card, Q01 Card date
Q02 Release date

Stated, partly

  • “Gemini 4 Argon is distributed in the following channels”

    Distribution, PDF p. 4 (printed p. 3)

  • “Our models are available to downstream providers via an application program interface (API)”

    Distribution, PDF p. 4 (printed p. 3)

Note: The card lists release channels (Gemini App, Gemini API, Google AI Studio, Gemini for business, Google Antigravity, Google AI Mode) and API access; it gives no release or availability date. Search for the rest of the criterion: Whole card (14 PDF pages). Terms searched: “release”, “launch”, “availab”, “distribut”, “deploy”, “October”. Passages read and not counted: Evaluation Approach, PDF p. 8 (printed p. 7): 'Ethics & Safety Reviews were conducted ahead of the model's release' gives relative timing of a review, not of release. Evaluation, 'Results', PDF p. 5 (printed p. 4): 'results as of October, 2026' dates the results, not the release.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q02 Release date
Q03 Framework cited

Stated

  • “In line with our Frontier Safety Framework (April 2026), we conducted critical capability assessments of Gemini 4 Argon”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

Note: The card names the framework with the date 'April 2026' and links the v3.1 document (Frontier Safety Framework v3.1 in the dataset, version date 2026-04-17).

Inspect sources and checks: Gemini 4 Argon — Model Card, Q03 Framework cited
Q04 Link to framework

Stated

  • “In line with our Frontier Safety Framework (April 2026), we conducted critical capability assessments of Gemini 4 Argon”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

Note: The PDF's link annotation on p. 11 points to storage.googleapis.com/deepmind-media/DeepMind.com/Blog/strengthening-our-frontier-safety-framework/frontier-safety-framework_3-1.pdf; a link on p. 9 points to deepmind.google/frontier-safety/ (the framework versions page).

Inspect sources and checks: Gemini 4 Argon — Model Card, Q04 Link to framework
Q05 Framework determination

Stated

  • “We cannot rule out that Gemini 4 Argon has reached this CCL for biological information risk”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

  • “Stealth and Situational Awareness TCL: We cannot rule out that Gemini 4 Argon has reached this TCL”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

  • “we assess its overall capabilities to be below the CCL threshold”

    Frontier safety table, Harmful Manipulation row, PDF p. 13 (printed p. 12)

Note: The card states an outcome for each domain of its table: CBRN uplift TCL not reached for chemical, radiological and nuclear; biological CCL 'cannot be ruled out'; cybersecurity CCL 'cannot be ruled out'; harmful manipulation CCL not reached; stealth and situational awareness TCL 'cannot be ruled out'; ML R&D acceleration and automation CCLs not reached.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “we therefore developed a safety case for its biorisk capabilities that we assess lower risk to below the biological CCL level”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

  • “We have deployed safeguards for both internal and external deployments that we assess lower risk to below the TCL level.”

    Frontier safety table, Loss of Control row, PDF p. 13 (printed p. 12)

Note: The card ties safety cases (biological and cyber CCLs) and a residual risk assessment with safeguards (stealth and situational awareness TCL) to the thresholds it cannot rule out, but names no safeguard, protection type or safeguard standard; it refers to the Gemini 4 Argon Safety & Security Report. Recorded as partly because Q06 asks for named safeguards. The developer's account, not evidence that the safeguards work. Search for the rest of the criterion: Whole card (Safety & Security; Frontier Safety Assessment and its table; Risks and Mitigations). Terms searched: “safeguard”, “mitigat”, “security level”, “deployment”.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “We can rule out the TCL for the chemical, radiological, and nuclear domains with reasonable confidence.”

    Frontier safety table, CBRN row, PDF p. 12 (printed p. 11)

  • “We cannot rule out that Gemini 4 Argon reaches the biological CCL.”

    Frontier safety table, CBRN row, PDF p. 12 (printed p. 11)

Note: CBRN evaluations reported at policy level: the uplift TCL is stated as ruled out for chemical, radiological and nuclear; the biological uplift level 1 CCL is stated as not ruled out. Evaluation details in the row are not recorded (hazard rule).

Inspect sources and checks: Gemini 4 Argon — Model Card, Q07 Chemical and biological
Q08 Cyber

Stated

  • “We cannot rule out that Gemini 4 Argon reaches the cybersecurity CCL.”

    Frontier safety table, Cybersecurity row, PDF p. 12 (printed p. 11)

Note: The card states that the cybersecurity uplift level 1 CCL cannot be ruled out and that safeguards are applied (Q06). Evaluation details are not recorded (hazard rule).

Inspect sources and checks: Gemini 4 Argon — Model Card, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “Gemini 4 Argon's performance remains below our CCL threshold.”

    Frontier safety table, ML R&D row, PDF p. 14 (printed p. 13)

Note: The table gives 'CCL not reached' for ML R&D acceleration level 1 and ML R&D automation level 1, on the basis of an internal research engineering benchmark. The loss-of-control (stealth and situational awareness) result is recorded under Q11.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated

  • “we assess its overall capabilities to be below the CCL threshold”

    Frontier safety table, Harmful Manipulation row, PDF p. 13 (printed p. 12)

Note: The card reports human behavioural studies for harmful manipulation and states the level 1 CCL as not reached; it describes the area as one whose evaluations it continues to iterate (Q16).

Inspect sources and checks: Gemini 4 Argon — Model Card, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “Stealth and Situational Awareness TCL: We cannot rule out that Gemini 4 Argon has reached this TCL”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

  • “stealth (ability to circumvent basic oversight mechanisms)”

    Frontier safety table, Loss of Control row, PDF p. 13 (printed p. 12)

Note: The card reports a loss-of-control evaluation of the model's capability for stealth (circumventing basic oversight) and situational awareness, with the stated conclusion that the TCL cannot be ruled out. It reports no propensity evaluation (deception, scheming, sabotage) in the card itself; challenge results are not recorded.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “Human Red Teaming conducted by specialist teams who sit outside of the model development team, across the policies and desiderata”

    Safety & Security, 'Evaluation Approach', PDF p. 8 (printed p. 7)

  • “the scope of red teaming covered potential issues outside of our strict policies”

    Safety & Security, 'Human Red Teaming Results', PDF p. 11 (printed p. 10)

Note: The card states human red teaming by specialist teams in Google's Trust & Safety organization, outside the model development team, covering child safety, content safety policies and issues beyond them, plus automated red teaming; the frontier safety table also refers to expert red teaming in the biological domain. No number of testers or period is given.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q12 Red-teaming
Q13 External testers

Stated, partly

  • “drawing on internal and external results”

    Safety & Security, 'Frontier Safety Assessment', PDF p. 11 (printed p. 10)

Note: The card states that its threshold assessments draw on external results but does not name or describe who produced them. Search for the rest of the criterion: Whole card. Terms searched: “external”, “third party”, “third-party”, “partner”, “independent”, “vendor”. Passages read and not counted: Safety & Security, 'Evaluation Approach', PDF p. 8 (printed p. 7): 'developed in partnership with internal safety, security, and responsibility teams': internal teams. Frontier safety table, Loss of Control row, PDF p. 13 (printed p. 12): 'internal and external deployments' refers to deployment settings, not testers.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body was found.

Open the search record: Gemini 4 Argon — Model Card, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No statement that a release or deployment decision was made was found.

Open the search record: Gemini 4 Argon — Model Card, Q15 Release decision
Q16 Stated limits

Stated

  • “As a nascent risk area we continue to iterate on our harmful manipulation evaluations”

    Frontier safety table, Harmful Manipulation row, PDF p. 13 (printed p. 12)

  • “not directly comparable with performance results found in previous Gemini model cards”

    Safety & Security, 'Training and Development Evaluation Results', PDF p. 10 (printed p. 9)

Note: The card also states that three thresholds (biological CCL, cybersecurity CCL, stealth and situational awareness TCL) could not be ruled out (Q05) and that the automated safety results are not human evaluation or red teaming.

Inspect sources and checks: Gemini 4 Argon — Model Card, Q16 Stated limits

Meta

Llama 2 model card (MODEL_CARD.md, meta-llama/llama)

Q01 Card date

Not found in the recorded search

Note: The card carries no publication, issue or revision date. Repository metadata (not the card) dates the Llama 2 text at this path to 2023-07-18, with revisions to 2024-03-23 (inventory).

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q01 Card date
Q02 Release date

Stated, partly

  • “Meta developed and released the Llama 2 family of large language models”

    Model Details, first paragraph

  • “because we are openly releasing these models”

    Hardware and Software, note to the CO2 emissions table

Note: The card states that Meta released the family and that the models are released openly under a custom commercial licence; it gives no release date or dated event.

Inspect sources and checks: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q02 Release date
Q03 Framework cited

Does not apply

The card predates every Meta framework edition in the dataset. Its text was added on 2023-07-18 and last revised on 2024-03-23; the earliest edition, the Frontier AI Framework, is dated 2025-02-03.

Q04 Link to framework

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q05 Framework determination

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q06 Safeguards tied to determination

Stated, partly

  • “reinforcement learning with human feedback (RLHF) to align with human preferences for helpfulness and safety”

    Model Details, 'Model Architecture'

Note: The card states safety-oriented fine-tuning of the tuned models; no framework determination exists to which it could be tied. The statement is the developer's account.

Inspect sources and checks: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No evaluation of offensive cyber capability was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No passage reporting red-teaming was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named as having tested or evaluated the model. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No passage stating a release or deployment decision was found. The search is recorded below.

Open the search record: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q15 Release decision
Q16 Stated limits

Stated

  • “Testing conducted to date has been in English, and has not covered, nor could it cover all scenarios.”

    Ethical Considerations and Limitations

Note: The card states that its testing was in English and could not cover all scenarios.

Inspect sources and checks: Llama 2 model card (MODEL_CARD.md, meta-llama/llama), Q16 Stated limits

Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models)

Q01 Card date

Not found in the recorded search

Note: The card carries no publication, issue or revision date of its own; the printed 'Model Release Date' is recorded under Q02. Repository metadata dates the file to 2024-12-06, with revisions on 2024-12-09 and 2025-02-12 (inventory).

Open the search record: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q01 Card date
Q02 Release date

Stated

  • “70B Instruct: December 6, 2024”

    Model Information, 'Model Release Date'

  • “Since Meta is openly releasing these models”

    Hardware and Software, 'Training Greenhouse Gas Emissions'

Note: The card gives the release date of the 70B Instruct model and states that the models are released openly under the Llama 3.3 Community License.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q02 Release date
Q03 Framework cited

Does not apply

The card predates every Meta framework edition in the dataset. It is dated by the model’s release on 2024-12-06; the earliest edition, the Frontier AI Framework, is dated 2025-02-03. Its revisions of 2024-12-09 and 2025-02-12 change the emissions table, and the text read names no framework.

Q04 Link to framework

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q05 Framework determination

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q06 Safeguards tied to determination

Stated, partly

  • “We included both borderline and adversarial prompts in our safety data strategy”

    Responsibility & Safety, 'Llama 3.3 instruct', 'Refusals and Tone'

  • “including Llama Guard 3, Prompt Guard and Code Shield”

    Responsibility & Safety, 'Llama 3.3 systems'

Note: The card states safety fine-tuning and system-level safeguards offered to developers; no framework determination exists to which they could be tied. The statements are the developer's account.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated, partly

  • “To assess risks related to proliferation of chemical and biological weapons of the Llama 3 family of models, we performed uplift testing”

    Responsibility & Safety, 'Critical and other risks', item 1 (CBRNE)

Note: The card reports chemical and biological uplift testing for the Llama 3 family, not Llama 3.3 alone, and states no outcome or conclusion for the domain. Not cross-family checked: the maintainer excluded this cell on chemical and biological evaluations from the cross-family check of 2026-11-03.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q07 Chemical and biological
Q08 Cyber

Stated, partly

  • “Our cyber attack uplift study investigated whether the Llama 3 family of LLMs can enhance human capabilities in hacking tasks”

    Responsibility & Safety, 'Critical and other risks', item 3 (Cyber attack enablement)

Note: The card reports a cyber uplift study and an attack-automation study for the Llama 3 family and states no outcome or conclusion.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q08 Cyber
Q09 Autonomy and AI R&D

Stated, partly

  • “Our attack automation study focused on evaluating the capabilities of LLMs when used as autonomous agents in cyber offensive operations,”

    Responsibility & Safety, 'Critical and other risks', item 3 'Cyber attack enablement'

Note: The card reports an attack-automation study of the Llama 3 family as autonomous agents in cyber operations, without an outcome or conclusion. The study is stated for the Llama 3 family, not for Llama 3.3 specifically. No evaluation of self-replication, self-improvement or AI research and development was found. Search for the rest of the criterion: Responsibility & Safety, all subsections; Benchmarks. Terms searched: “autonom”, “self-replic”, “self-improv”, “AI R&D”, “research and development”.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found. The search is recorded below.

Open the search record: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The search is recorded below.

Open the search record: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “we conducted recurring red teaming exercises with the goal of discovering risks via adversarial prompting”

    Responsibility & Safety, Evaluations, 'Red teaming'

  • “The red team consisted of experts in cybersecurity, adversarial machine learning, responsible AI, and integrity”

    Responsibility & Safety, Evaluations, 'Red teaming'

Note: The card states recurring red-teaming and gives the expertise of the red team; it gives no number of testers or period.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q12 Red-teaming
Q13 External testers

Stated, partly

  • “We also partnered with content specialists to perform red teaming exercises”

    Responsibility & Safety, item 2 (Child Safety)

Note: The card describes partners who performed red-teaming and subject-matter experts it partnered with, without naming any organisation. Search for the rest of the criterion: Responsibility & Safety, all subsections. Terms searched: “external”, “third-party”, “independent”, “partner”, “vendor”. Passages read and not counted: Responsibility & Safety, 'Community': Membership of the AI Alliance, Partnership on AI and MLCommons is stated; none is named as having tested the model.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No passage stating a release or deployment decision was found. The search is recorded below.

Open the search record: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q15 Release decision
Q16 Stated limits

Stated

  • “Testing conducted to date has not covered, nor could it cover, all scenarios.”

    Ethical Considerations and Limitations, second paragraph

Note: The card states that its testing could not cover all scenarios.

Inspect sources and checks: Llama 3.3 model card (MODEL_CARD.md, meta-llama/llama-models), Q16 Stated limits

Code World Model model card (MODEL_CARD.md, facebookresearch/cwm)

Q01 Card date

Not found in the recorded search

Note: The card prints no date. The commit adding it ('CWM release', 2025-09-24) is repository metadata, recorded with the source and not as the card's date (maintainer decision 8a).

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q01 Card date
Q02 Release date

Stated, partly

  • “We explicitly release CWM as a research model under a noncommercial research license”

    'Risks and Limitations'

Note: The card gives the release form (a research model under a noncommercial licence, with post-trained, SFT and pre-trained weights on Hugging Face) and no release date.

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q02 Release date
Q03 Framework cited

Stated, partly

  • “in line with Meta’s [Frontier AI Framework](https://ai.meta.com/static-resource/meta-frontier-ai-framework).”

    'Risks and Limitations'

Note: The card names the Frontier AI Framework and links an undated address, without an edition. As context only: the dataset records the Frontier AI Framework v1.1 (2025-02-03) as the edition published before the commit that added the card (2025-09-24).

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q03 Framework cited
Q04 Link to framework

Stated

  • “in line with Meta’s [Frontier AI Framework](https://ai.meta.com/static-resource/meta-frontier-ai-framework).”

    'Risks and Limitations'

Note: The card links the framework document at its address.

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q04 Link to framework
Q05 Framework determination

Stated, partly

  • “Our evaluation concludes that CWM does not significantly increase the risk of enabling threat scenarios compared to existing open source models in the ecosystem.”

    'Risks and Limitations'

Note: The card states the conclusion of an assessment made in line with the framework, comparing the model with existing open-source models. It does not state the outcome in the framework's own categories; it refers to the CWM Preparedness Report (another row of this table) for the results.

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “We make available [system level protections](https://www.llama.com/llama-protections/) – like Llama Guard, Prompt Guard and Code Shield”

    'Risks and Limitations'

Note: The card names system-level protections that it makes available to users, and states that they alone are unlikely to suffice for production use. It does not tie them to the framework assessment. This is the developer's account. Search for the rest of the criterion: 'Risks and Limitations'. Terms searched: “safeguard”, “mitigation”, “protection”, “Frontier AI Framework”.

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: The card reports no chemical or biological evaluation; it refers to the CWM Preparedness Report for the assessment's results.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: The card reports no cyber-offence evaluation; it refers to the CWM Preparedness Report.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of deception, scheming, sabotage or undermining oversight was found.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No testing described as red-teaming was found.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external tester is named or described.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named.

Open the search record: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q14 Government institute
Q15 Release decision

Stated, partly

  • “To ensure responsible release, we have conducted an assessment of CWM’s capabilities across a range of potential threats”

    'Risks and Limitations'

Note: The card states the release and an assessment conducted for it, in the first person plural. It does not describe a decision to release or name who made one. Search for the rest of the criterion: 'Risks and Limitations'. Terms searched: “decide”, “decision”, “release”, “approve”.

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q15 Release decision
Q16 Stated limits

Stated

  • “Although we have performed some limited evaluations, we have not conducted a full range of possible evaluations for these models.”

    'Risks and Limitations'

Note: The card states that its evaluations are limited, that performance in production and real-world use has not been evaluated, and that the model has not been fully evaluated for content risks.

Inspect sources and checks: Code World Model model card (MODEL_CARD.md, facebookresearch/cwm), Q16 Stated limits

Code World Model Preparedness Report

Q01 Card date

Stated

  • “Date: October 8, 2025”

    Title page, below the abstract, PDF p. 1

Note: Date printed on the report. Meta's publication page for the report is dated September 24, 2025 (inventory); the report itself does not say whether the October 8 text is a revision.

Inspect sources and checks: Code World Model Preparedness Report, Q01 Card date
Q02 Release date

Stated, partly

  • “We therefore release it as an open-weight model.”

    Abstract, PDF p. 1

Note: The report gives the release form (open weights, with open code according to section 1) and no release date.

Inspect sources and checks: Code World Model Preparedness Report, Q02 Release date
Q03 Framework cited

Stated, partly

  • “domains identified in our Frontier AI Framework (Meta AI, 2025a)”

    Section 1 Introduction, PDF p. 1

Note: The report names Meta's Frontier AI Framework and cites it with the year 2025, an address and an access date of 2025-09-18, without a version number. As context only: the dataset records the Frontier AI Framework Version 1.1 (dated 2025-02-03) as the edition published before the report's date, and a revised expression under the same label captured from 2025-03-28.

Inspect sources and checks: Code World Model Preparedness Report, Q03 Framework cited
Q04 Link to framework

Stated

  • “Meta AI. Meta frontier ai framework. https://ai.meta.com/static-resource/meta-frontier-ai-framework, 2025a. Accessed: 2025-09-18.”

    References, PDF p. 15

Note: The reference list gives the framework's address and an access date.

Inspect sources and checks: Code World Model Preparedness Report, Q04 Link to framework
Q05 Framework determination

Stated

  • “These results indicate that CWM is within the “moderate” risk threshold for the catastrophic domains defined in Meta’s Frontier AI Framework.”

    Section 1 Introduction, PDF p. 1

Note: The report states a 'moderate' risk threshold for the framework's catastrophic domains it assessed (cybersecurity, chemical and biological).

Inspect sources and checks: Code World Model Preparedness Report, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “intervention that encourages honest behavior at inference time.”

    Section 4.1.1 Behavior Analysis and Mitigations, PDF p. 11

Note: The report describes a prompt-engineering intervention that encourages honest behaviour at inference time, without tying it to the framework determination. Recorded as partly under Q06; the report does not state that the intervention is applied to the release. No safeguard tied to a determination or threshold was found. Search for the rest of the criterion: Abstract; sections 1 to 4 including the Limitations and Summary of results boxes; Appendix A headings. Terms searched: “safeguard”, “mitigat”, “guard”, “protection”, “security standard”, “deployment standard”. Passages read and not counted: Section 1 Introduction, PDF p. 1: 'To anticipate and mitigate risks from this release' introduces the assessment; no safeguard is named. Section 2 Cybersecurity Evaluation, PDF p. 2: Mentions that observed behaviour 'may reflect the effects of safety fine-tuning'; an observation, not a stated safeguard.

Inspect sources and checks: Code World Model Preparedness Report, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “we believe that open-source release of CWM is unlikely to lead to additional risk of catastrophic outcomes related to CB1 or CB2”

    Section 3 Chemical & Biological Evaluation, Summary of results, PDF p. 6

Note: The report states that chemical and biological evaluations were run and gives a conclusion for the framework outcomes CB1 and CB2; with the overall 'moderate' threshold statement under Q05.

Inspect sources and checks: Code World Model Preparedness Report, Q07 Chemical and biological
Q08 Cyber

Stated

  • “supporting a conclusion of a “moderate” overall risk level from cybersecurity capabilities”

    Section 2 Cybersecurity Evaluation, Summary of results, PDF p. 3

Note: The report states that cybersecurity capability evaluations were run against the framework's Cyber 1 and Cyber 2 scenarios and concludes 'moderate'.

Inspect sources and checks: Code World Model Preparedness Report, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The search is recorded below.

Open the search record: Code World Model Preparedness Report, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found. The search is recorded below.

Open the search record: Code World Model Preparedness Report, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “our preliminary evaluations suggest that CWM shows undesirable propensities at rates comparable to most open-source models”

    Section 1 Introduction, PDF p. 1

  • “Although our internal results did not reveal any concerning findings, we believe our research is still too nascent for meaningful interpretation.”

    Section 4 Propensities, PDF p. 10

Note: The report states an honesty (epistemic integrity) evaluation with a conclusion, and states that corrigibility and power-seeking propensities were assessed but their results are not included.

Inspect sources and checks: Code World Model Preparedness Report, Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No passage reporting red-teaming was found. The search is recorded below.

Open the search record: Code World Model Preparedness Report, Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named as having tested or evaluated the model. The search is recorded below.

Open the search record: Code World Model Preparedness Report, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Code World Model Preparedness Report, Q14 Government institute
Q15 Release decision

Stated, partly

  • “Our assessment found that CWM does not pose additional frontier risks beyond those present in the current AI ecosystem. We therefore release it as an open-weight model.”

    Abstract, PDF p. 1

Note: The report states the release and ties it to the assessment, in the first person plural; the report is authored by the 'MSL Preparedness Team' and 'AI Security Team', and no person, office or committee is named as decision-maker.

Inspect sources and checks: Code World Model Preparedness Report, Q15 Release decision
Q16 Stated limits

Stated

  • “may underestimate capabilities that could emerge with richer, well-instrumented scaffolding”

    Section 2 Cybersecurity Evaluation, Limitations, item 2, PDF p. 3

  • “for this assessment we do not include malicious fine-tuning”

    Section 1.1 Evaluation Setup, PDF p. 2

Note: The report states limits of its cyber evaluations (benchmark coverage, tooling) and that malicious fine-tuning was not included; similar limitation lists follow the chemical and biological and the propensity sections.

Inspect sources and checks: Code World Model Preparedness Report, Q16 Stated limits

Muse Spark Safety & Preparedness Report

Q01 Card date

Stated

  • “Date: June 12, 2026”

    Abstract page, PDF p. 2

Note: The report prints the date June 12, 2026, without a kind. arXiv's margin stamp on PDF p. 1 reads '14 May 2026', which does not agree with the printed date or with the identifier 2606.12429; both are recorded as read, and neither is the card's own statement of publication. Meta’s own copies were retrieved in the cross-family check of 2026-11-04 (not here: ai.meta.com answered HTTP 400 and web.archive.org refused connections): an Internet Archive capture of 2026-04-14 holds an earlier 158-page expression that prints April 14, 2026, and the live copy prints May 26, 2026. Under maintainer decision 3a the row is dated by that earliest located copy, 2026-04-14; the arXiv copy read here is a later expression. The arXiv stamp of 14 May is the submission date, corroborated by the repository history.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q01 Card date
Q02 Release date

Stated, partly

  • “We therefore release Muse Spark as the underlying model of Meta AI.”

    Abstract, PDF p. 2

  • “early checkpoints of Muse Spark were initially deployed to a small, percentage-limited subset of product users prior to broad availability.”

    Section 1.2 'Governance', PDF p. 14

Note: The report gives the release form (the model underlying Meta AI) and a sequence of controlled deployments before broad availability. It gives no release or availability date. Search for the rest of the criterion: Abstract, Sections 1–1.3 and term search across the report. Terms searched: “release”, “launch”, “available”, “availability”, “April”, “2026”.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q02 Release date
Q03 Framework cited

Stated

  • “https://ai.meta.com/static-resource/Meta_Advanced-AI-Scaling-Framework-v2”

    Section 1 'Introduction', footnote 2, PDF p. 6

  • “Muse Spark was developed and evaluated under Meta’s Advanced AI Scaling Framework”

    Section 1.2 'Governance', PDF p. 14

Note: The report names the Advanced AI Scaling Framework and gives an address whose file name names version 2 (Advanced AI Scaling Framework Version 2, 2026-04-08). The text gives no version number of its own.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q03 Framework cited
Q04 Link to framework

Stated

  • “https://ai.meta.com/static-resource/Meta_Advanced-AI-Scaling-Framework-v2”

    Section 1 'Introduction', footnote 2, PDF p. 6

Note: The report gives the framework's address in a footnote.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q04 Link to framework
Q05 Framework determination

Stated

  • “we determined the model, prior to applying mitigations, falls under the “high risk” threshold under the Advanced AI Scaling Framework”

    Section 1.2 'Governance', PDF p. 14

  • “However, after applying mitigations, the residual risk of the model is that of “moderate or lower risk.”

    Section 1.2 'Governance', PDF p. 14

Note: The report states a 'high risk' determination before mitigations, for the chemical and biological category, and a residual 'moderate or lower risk' after mitigations. It states 'moderate or lower' for cybersecurity and loss of control (Q08, Q09).

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “In response to the “high risk” determination, we have defined, implemented, and validated a set of mitigations to reduce the residual risk of public deployment to “moderate or lower.”

    Section 1.1.1, 'Chemical & Biological risks', PDF p. 9

Note: The report ties mitigations (refusal mechanisms, detection of persistent malicious use and monitoring) to the 'high risk' determination, and states that deployment is conditional on them under the framework. It also states cyber-misuse monitoring as a compensating control. This is the developer's account, not evidence that the mitigations work.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “assess that the model has “high risk” for Chemical and/or Biological risks.”

    Section 1.1.1, 'Chemical & Biological risks', PDF p. 9

Note: The report states chemical and biological evaluations (dual-use knowledge, agentic scientific tasks and high-risk bottlenecks) with the outcome 'high risk' before mitigations and 'moderate or lower' residual risk after them. Evaluation details are not recorded (hazard rule).

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q07 Chemical and biological
Q08 Cyber

Stated

  • “We assess cybersecurity risk as “moderate or lower” with respect to the threat scenarios outlined in Meta’s Advanced AI Scaling Framework.”

    Section 1.1.1, 'Cybersecurity risks', PDF p. 9

Note: The report states knowledge, capture-the-flag, real-world and social-engineering cyber evaluations with the framework outcome 'moderate or lower'. Scores are not recorded (hazard rule).

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “We assess loss of control risk as “moderate or lower”.”

    Section 1.1.1, 'Loss of Control risks', PDF p. 9

  • “Its autonomous technical capabilities—spanning software engineering, ML engineering, and end-to-end research—remain too constrained”

    Section 1.1.1, 'Loss of Control risks', PDF p. 10

Note: The report states loss-of-control evaluations, including acceleration of AI development, with the outcome 'moderate or lower' and the conclusion that autonomous research capabilities remain constrained.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated

  • “we have included results from an evaluation developed by Charlemagne Labs that specifically measures social engineering capabilities in multi-turn settings.”

    Section 2.2.2.3 'Social Engineering Capabilities', PDF p. 47

  • “we do not find the capabilities of the model (without system level guardrails) to be sufficiently high to trigger a determination of high risk according to our Advanced AI Scaling Framework”

    Section 2.2.2.3 'Social Engineering Capabilities', PDF p. 48

Note: The report states a multi-turn social-engineering capability evaluation (an attacker model trying to convince a simulated victim), with composite scores against open models (Figure 20), as part of the cyber domain, and concludes that the capability is not high enough to trigger a high-risk determination under its framework. The victims are simulated: no result with human subjects is reported. Methods are not recorded (hazard rule).

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “The model demonstrates contained deception and exhibits some propensities toward agentic misalignment in controlled settings, such as self-preservation and resistance to discontinuation.”

    Section 1.1.1, 'Loss of Control risks', PDF p. 10

  • “These behaviors remain within acceptable thresholds but warrant monitoring for loss of control risks.”

    Section 1.1.1, 'Loss of Control risks', PDF p. 10

Note: The report states evaluations of deception, agentic misalignment, sandbagging, monitor evasion and alignment faking, with the conclusion quoted. It reports Apollo Research's finding of high evaluation awareness and its own follow-up (Section 4.1.11).

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “A third-party human red team from HandshakeAI32 was granted pre-release access to a few versions of Muse Spark and Meta AI Thinking to manually evaluate robustness against jailbreak attacks.”

    Section 3.1.3.2 'Human Red Teaming', PDF p. 82

  • “HandshakeAI prioritized four categories: (1) sex-related crimes, (2) violent crimes, (3) non-violent crimes, and (4) self-harm and suicide.”

    Section 3.1.3.2 'Human Red Teaming', PDF p. 82

  • “HandshakeAI reported approximately 149 hours of red-teaming effort”

    Section 3.1.3.2 'Human Red Teaming', PDF p. 82

Note: The report states third-party human red teaming of jailbreak robustness with pre-release access, with its scope: four prioritised content-policy categories and approximately 149 hours of effort (hours of effort, not a testing period). It also reports large-scale automated red teaming (Section 3.1). No number of testers is given in the passage read. The “32” after HandshakeAI in the first quotation is a footnote marker.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q12 Red-teaming
Q13 External testers

Stated

  • “Independent third-party testing by Apollo Research found Muse Spark has the highest rate of evaluation awareness they have observed to date.”

    Abstract, PDF p. 2

Note: The report names Apollo Research (evaluation awareness), HandshakeAI (human red teaming, Q12) and Charlemagne Labs (social engineering, Q10), and names Deloitte, Faculty, Frontier Design and SecureBio as engaged in the chemical and biological assessment (Section 2.1).

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to Muse Spark.

Open the search record: Muse Spark Safety & Preparedness Report, Q14 Government institute
Q15 Release decision

Stated

  • “We then describe the governance process that led to the decision to deploy Muse Spark under Meta’s Advanced AI Scaling Framework2”

    Section 1 'Introduction', PDF p. 6

  • “Key decision-makers for Muse Spark’s risk threshold determinations were the Chief AI Officer and Director of Alignment and Risk”

    Section 1.2 'Governance', PDF p. 14

Note: The report refers to 'the decision to deploy' and 'our launch decision' in the company's voice, and names the Chief AI Officer and the Director of Alignment and Risk as the decision-makers for the risk-threshold determinations. It does not name a maker of the deployment decision other than the company.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q15 Release decision
Q16 Stated limits

Stated

  • “We cannot rule out this possibility on the basis of behavioral evaluations alone and flag it as an inherent epistemic limitation of assessments of this kind.”

    Section 1.1.1, footnote 11, PDF p. 10

Note: The report states that a model capable of strategic behaviour could make its evaluations appear credible, and that this cannot be ruled out by behavioural evaluations. It also states that some baseline assessments give only a lower bound on performance and that evaluation awareness qualifies some results.

Inspect sources and checks: Muse Spark Safety & Preparedness Report, Q16 Stated limits

Muse Spark 1.3 Evaluation Report

Q01 Card date

Stated

  • “Date: October 23, 2026”

    Abstract page, PDF p. 2 (unnumbered)

Note: Date printed on the report. Meta's announcement of Muse Spark 1.3, dated September 2, 2026, links to the report at the same address (inventory); the report does not say whether the October 23 text is a revision.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q01 Card date
Q02 Release date

Stated, partly

  • “Variants of Muse Spark 1.3 power Meta services including Meta API and Muse.”

    Abstract page, PDF p. 2

Note: The report gives the deployment form (Meta API and the Muse product) and no release date.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q02 Release date
Q03 Framework cited

Stated, partly

  • “This report presents Muse Spark 1.3’s evaluation profile under the Meta Superintelligence Scaling Framework.”

    Abstract page, PDF p. 2

Note: The report names the Meta Superintelligence Scaling Framework without a version or date. As context only: the dataset records the Advanced AI Scaling Framework Version 2 (2026-04-08) as the latest Meta edition published before the report's date; a document titled 'Meta Superintelligence Scaling Framework, Version 2.1 (October 2026)' was located at research.meta.ai and is not in the dataset.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q03 Framework cited
Q04 Link to framework

Stated, partly

  • “the Meta Superintelligence Scaling Framework, which sets forth requirements for identifying, assessing, and mitigating catastrophic risks”

    Section 1.2 Governance, PDF p. 11 (printed p. 10)

Note: The report refers to the framework as a document; no address or reference-list entry for it was found. Search for the rest of the criterion: Contents; section 1; references. Terms searched: “Scaling Framework”, “static”, “http”, “Meta Superintelligence Labs”. Passages read and not counted: References: The reference list cites the Muse Spark Safety & Preparedness Report with an address but has no entry for the framework.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q04 Link to framework
Q05 Framework determination

Stated

  • “Evaluated without mitigations, we continue to not rule out Muse Spark 1.3 meeting this threshold in the Chemical & Biological domain.”

    Abstract page, PDF p. 2

  • “we assess residual risk after system-level mitigations across the Chemical & Biological and Cybersecurity domains as “moderate or lower.” Our current Loss of Control assessment is also “moderate or lower.”

    Section 1.1.1 Risk Assessment Summary, PDF p. 8 (printed p. 7)

Note: The report states that the 'high risk' threshold is not ruled out before mitigations in the chemical and biological domain, and a residual 'moderate or lower' assessment for chemical and biological and for cybersecurity, and a 'moderate or lower' Loss of Control assessment, for the Muse and Meta API deployments.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “The Muse and Meta API deployments include system-level mitigations designed to reduce residual Chemical & Biological risk to “moderate or lower.”

    Abstract page, PDF p. 2

Note: The report ties system-level mitigations to the chemical and biological determination; section 2.1.2 describes them. This is the developer's account, not evidence that the mitigations work.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “For Muse Spark 1.3, however, we do not rule out a pre-mitigation “high risk” capability finding.”

    Section 1.1.1 Risk Assessment Summary, PDF p. 8 (printed p. 7)

Note: The report states chemical and biological capability evaluations and the framework outcome language before mitigations; the residual assessment is under Q05.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q07 Chemical and biological
Q08 Cyber

Stated

  • “Based on our updated suite of cyber evaluations and measurements, we assess the unmitigated model as “moderate or lower” risk.”

    Section 1.1.1 Risk Assessment Summary, PDF p. 9 (printed p. 8)

Note: The report states cyber capability evaluations against the framework's Cyber 1 and Cyber 2 criteria and a 'moderate or lower' outcome for the unmitigated model.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “We assess Muse Spark 1.3 as “moderate or lower” for acceleration of AI development.”

    Section 2.3.1.1 Acceleration of AI Development, PDF p. 35 (printed p. 34)

Note: The report states AI R&D evaluations under its Loss of Control domain with a 'moderate or lower' outcome.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated

  • “We assess the Cyber 3 (scaled fraud, extortion, and scams) outcome through a multi-turn social-engineering capability evaluation”

    Section 2.2.2 Social Engineering, PDF p. 25 (printed p. 24)

  • “Muse Spark 1.3 refuses almost all requests regarding social engineering.”

    Section 2.2.2 Social Engineering, PDF p. 26 (printed p. 25)

Note: The report places a manipulation (social-engineering) evaluation under the cybersecurity domain; its stated conclusion concerns refusal by the mitigated deployments, not a capability level.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “We find suggestive evidence of strategic underperformance on Chemical & Biological evaluations.”

    Section 1.1.1 Risk Assessment Summary, Loss of Control, PDF p. 9 (printed p. 8)

  • “Due to small effects we do not change our assessment of Chemical & Biological risks.”

    Section 1.1.1 Risk Assessment Summary, Loss of Control, PDF p. 9 (printed p. 8)

  • “Capabilities to evade oversight increase relative to Muse Spark 1.1 on SHADE-Arena.”

    Section 1.1.1 Risk Assessment Summary, Loss of Control, PDF p. 9 (printed p. 8)

Note: The report states evaluations of strategic underperformance and oversight evasion, with conclusions; further misalignment evaluations are in sections 2.3 and 4.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “combining large-scale automated red teaming, domain-specific benchmarks, and independent third-party assessments”

    Section 1.1.2 Safety & Robustness Summary, PDF p. 9 (printed p. 8)

  • “Before the release, we also conducted third-party red teaming on both Muse Spark 1.3 (API) and Muse Spark 1.3 (Muse)”

    Section 1.1.2 Safety & Robustness Summary, PDF p. 10 (printed p. 9)

Note: The report states automated and third-party red-teaming before release, on both deployment variants; sections 3.1.4 and 3.2.2.3 give the jailbreak and prompt-injection scope.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q12 Red-teaming
Q13 External testers

Stated

  • “We have shared pre-release access to Muse with Handshake AI’s red team for conducting human red teaming to find jailbreaks.”

    Section 3.1.4 Third-Party Red Teaming on Jailbreak, Handshake AI Human Red Teaming, PDF p. 59 (printed p. 58)

  • “In this evaluation, Gray Swan chose the 2026 Q1 and Q2 (April) offerings of the IPI Arena.”

    Section 3.2.2.3 Third-Party Red Teaming on Prompt Injection, PDF p. 67 (printed p. 66)

Note: The report names Handshake AI and Gray Swan as having tested the model; it also reports results on a Scale AI benchmark (section 3.1.4.1).

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Muse Spark 1.3 Evaluation Report, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No passage stating a release or deployment decision was found. The search is recorded below.

Open the search record: Muse Spark 1.3 Evaluation Report, Q15 Release decision
Q16 Stated limits

Stated

  • “using the helpful-only variant of Muse Spark 1.3 can also slightly underestimate performance”

    Section 2.3.1.1 Acceleration of AI Development, PDF p. 36 (printed p. 35)

  • “We find no broad decline in CoT monitorability relative to Muse Spark 1.1, though more comprehensive evaluation is needed.”

    Section 1.1.1 Risk Assessment Summary, PDF p. 9 (printed p. 8)

Note: The report states limits of individual assessments; several sections carry their own 'Limitations' paragraphs.

Inspect sources and checks: Muse Spark 1.3 Evaluation Report, Q16 Stated limits

Microsoft

Phi-2 model card (README.md, microsoft/phi-2)

Q01 Card date

Not found in the recorded search

Note: The card carries no date. Repository metadata dates the README to 2023-12-13, with revisions to 2025-12-08 (inventory).

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q01 Card date
Q02 Release date

Stated, partly

  • “The intention behind crafting this open-source model is to provide the research community with a non-restricted small model”

    Model Summary, second paragraph

Note: The card gives the release form (open source, MIT licence) and no release date.

Inspect sources and checks: Phi-2 model card (README.md, microsoft/phi-2), Q02 Release date
Q03 Framework cited

Does not apply

The card predates every Microsoft framework edition in the dataset. Its earliest located commit is dated 2023-12-13; the earliest edition, the Frontier Governance Framework, is dated 2025-02-08. The revision read, of 2025-12-08, adds a data-summary link and names no framework.

Q04 Link to framework

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q05 Framework determination

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q06 Safeguards tied to determination

Stated, partly

  • “filtered websites (for safety and educational value)”

    Model Summary, first paragraph

Note: The card states safety-motivated filtering of training data and that the model was not fine-tuned with reinforcement learning from human feedback; no framework determination exists to which it could be tied.

Inspect sources and checks: Phi-2 model card (README.md, microsoft/phi-2), Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation was found. The search is recorded below. Not cross-family checked: the maintainer excluded this cell on chemical and biological evaluations from the cross-family check of 2026-11-03.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No evaluation of offensive cyber capability was found. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No passage reporting red-teaming was found. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named as having tested or evaluated the model. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Phi-2 model card (README.md, microsoft/phi-2), Q14 Government institute
Q15 Release decision

Stated

  • “We chose to release the model to help the open-source community develop the most effective ways to reduce the toxicity”

    Limitations of Phi-2, 'Toxicity'

Note: The card states a choice to release the model, with its reason, in the company's voice ('we'). No person, office or committee is named.

Inspect sources and checks: Phi-2 model card (README.md, microsoft/phi-2), Q15 Release decision
Q16 Stated limits

Stated

  • “the Phi-2 model has not been tested to ensure that it performs adequately for any production-level application”

    Intended Uses, Notes

Note: The card states a gap in its testing for production use.

Inspect sources and checks: Phi-2 model card (README.md, microsoft/phi-2), Q16 Stated limits

Phi-4 model card (README.md, microsoft/phi-4)

Q01 Card date

Not found in the recorded search

Note: The card carries no publication, issue or revision date of its own; the printed 'Release date' is recorded under Q02. Repository metadata dates the README to 2024-12-11, with revisions to 2025-11-24 (inventory).

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q01 Card date
Q02 Release date

Stated

  • “**Release date** | December 12, 2024”

    Model Summary table, 'Release date'

  • “is a state-of-the-art open model”

    Model Summary table, 'Description'

Note: The card gives a release date and the release form (open model, MIT licence).

Inspect sources and checks: Phi-4 model card (README.md, microsoft/phi-4), Q02 Release date
Q03 Framework cited

Does not apply

The card predates every Microsoft framework edition in the dataset. It prints a release date of 2024-12-12, and its earliest commit is dated 2024-12-11; the earliest edition, the Frontier Governance Framework, is dated 2025-02-08. The revision read, last changed on 2025-11-24, names no framework.

Q04 Link to framework

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q05 Framework determination

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q06 Safeguards tied to determination

Stated, partly

  • “a combination of SFT (Supervised Fine-Tuning) and iterative DPO (Direct Preference Optimization)”

    Safety, Approach

Note: The card states safety post-training; no framework determination exists to which it could be tied. The statement is the developer's account.

Inspect sources and checks: Phi-4 model card (README.md, microsoft/phi-4), Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation was found. The search is recorded below. Not cross-family checked: the maintainer excluded this cell on chemical and biological evaluations from the cross-family check of 2026-11-03.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No evaluation of offensive cyber capability was found. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “we collaborated with the independent AI Red Team (AIRT) at Microsoft to assess safety risks posed by `phi-4` in both average and adversarial user scenarios”

    Safety, Safety Evaluation and Red-Teaming

Note: The card states red-teaming by Microsoft's AI Red Team, with its scope (average and adversarial user scenarios, single- and multi-turn interactions, jailbreak techniques).

Inspect sources and checks: Phi-4 model card (README.md, microsoft/phi-4), Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named as having tested or evaluated the model. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No passage stating a release or deployment decision was found. The search is recorded below.

Open the search record: Phi-4 model card (README.md, microsoft/phi-4), Q15 Release decision
Q16 Stated limits

Stated

  • “Our models is not specifically designed or evaluated for all downstream purposes”

    Intended Use, 'Out-of-Scope Use Cases'

Note: The card states that the model was not evaluated for all downstream purposes.

Inspect sources and checks: Phi-4 model card (README.md, microsoft/phi-4), Q16 Stated limits

Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning)

Q01 Card date

Not found in the recorded search

Note: The card carries no publication, issue or revision date of its own; the printed 'Release date' is recorded under Q02. Repository metadata dates the README to 2025-06-22, with revisions to 2025-12-10 (inventory).

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q01 Card date
Q02 Release date

Stated

  • “**Release date:** June 2025”

    Training, Model, 'Release date'

  • “Phi-4-mini-flash-reasoning is a lightweight open model”

    Model Summary, first sentence

Note: The card gives a release month and the release form (open model, MIT licence; also offered in Azure AI Foundry).

Inspect sources and checks: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q02 Release date
Q03 Framework cited

Not found in the recorded search

Note: The card postdates Microsoft's Frontier Governance Framework of February 2025 and does not name it.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q03 Framework cited
Q04 Link to framework

Not found in the recorded search

Note: No link or reference to a framework document was found. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: The card postdates Microsoft's Frontier Governance Framework (February 2025) but names no framework (Q03); no outcome in a framework's categories was found.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “The overall technique employed to do the safety alignment is a combination of SFT, DPO (Direct Preference Optimization), and RLHF (Reinforcement Learning from Human Feedback) approaches”

    Safety Evaluation and Red-Teaming

Note: The card states safety post-training, described for the Phi-4 family; no framework determination is stated to which it is tied.

Inspect sources and checks: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation was found. The search is recorded below. Not cross-family checked: the maintainer excluded this cell on chemical and biological evaluations from the cross-family check of 2026-11-03.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q07 Chemical and biological
Q08 Cyber

Not found in the recorded search

Note: No evaluation of offensive cyber capability was found. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No evaluation of persuasion or manipulation was found. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q11 Alignment and deception
Q12 Red-teaming

Stated, partly

  • “Safety Evaluation and Red-Teaming”

    Section heading

  • “Potential safety risks in the model’s responses were assessed using the Azure AI Foundry’s Risk and Safety Evaluation framework, focusing on harmful content, direct jailbreak, and model groundedness.”

    Safety Evaluation and Red-Teaming

Note: Red-teaming appears in the section heading; the section's text describes an automated risk and safety evaluation and does not describe red-teaming or its scope.

Inspect sources and checks: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation is named as having tested or evaluated the model. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No passage stating a release or deployment decision was found. The search is recorded below.

Open the search record: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q15 Release decision
Q16 Stated limits

Stated

  • “This model is designed and tested for math reasoning only. It is not specifically designed or evaluated for all downstream purposes.”

    Intended Uses, Use Case Considerations

Note: The card states the limited scope of its testing.

Inspect sources and checks: Phi-4-mini-flash-reasoning model card (README.md, microsoft/Phi-4-mini-flash-reasoning), Q16 Stated limits

MAI-Cyber-1.1-Flash model card

Q01 Card date

Not found in the recorded search

Note: The card carries no publication, issue or revision date of its own; the printed release date is recorded under Q02. The PDF's internal metadata (not printed) records creation on 2026-10-27.

Open the search record: MAI-Cyber-1.1-Flash model card, Q01 Card date
Q02 Release date

Stated

  • “27 Oct 2026”

    Model summary table, 'Release date' row, PDF p. 1 (label and value are separated in the PDF text layer; the page layout pairs them)

  • “available through Azure AI Foundry Private Preview solely for use within Microsoft codename MDASH”

    Section 2.3 Distribution channels, PDF p. 3

Note: The card gives a release date and a restricted release form (private preview within MDASH, subject to approval).

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q02 Release date
Q03 Framework cited

Not found in the recorded search

Note: The card postdates Microsoft's Frontier Governance Framework editions of February 2025 and February 2026 and does not name the framework.

Open the search record: MAI-Cyber-1.1-Flash model card, Q03 Framework cited
Q04 Link to framework

Not found in the recorded search

Note: No link or reference to a framework document was found. The search is recorded below.

Open the search record: MAI-Cyber-1.1-Flash model card, Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: The card names no frontier framework (Q03); no outcome in a framework's categories was found.

Open the search record: MAI-Cyber-1.1-Flash model card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “Because of the increased model-level risk, the model is only being made available within codename MDASH to select verified customers.”

    Section 2.8 Responsible AI considerations, PDF p. 4

Note: The card ties access restrictions and system safeguards to its own risk findings, not to a framework determination. The statement is the developer's account, not evidence that the safeguards work.

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Not found in the recorded search

Note: No chemical or biological evaluation was found. The search is recorded below.

Open the search record: MAI-Cyber-1.1-Flash model card, Q07 Chemical and biological
Q08 Cyber

Stated

  • “evaluated at the model layer across a range of cybersecurity capability and safety benchmarks”

    Section 3, Model-Only External Cyber Benchmark Results, PDF p. 4

  • “This assessment uncovered several critical risks of the model alone”

    Section 3.2 Safety evaluation and red-teaming, PDF p. 7

Note: The card reports offensive-cyber capability evaluations and states that an internal red-team assessment found 'critical risks of the model alone'; it uses no framework threshold language. Benchmark details are not recorded here.

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The search is recorded below.

Open the search record: MAI-Cyber-1.1-Flash model card, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated, partly

  • “safety evaluations that assess behaviors such as toxic content generation and payment-related manipulation”

    Section 3, Model-Only External Cyber Benchmark Results, PDF p. 5

Note: The card names a manipulation evaluation among its safety measurements and reports no result for it.

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No evaluation of misalignment, deception, scheming or sabotage was found. The search is recorded below.

Open the search record: MAI-Cyber-1.1-Flash model card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “MAI-Cyber-1.1-Flash was also tested via multiple distinct red-teaming operations.”

    Section 3.2 Safety evaluation and red-teaming, PDF p. 7

  • “The MAI-Internal Red Team ran a red-team assessment of MAI-Cyber-1.1-Flash across 38 adversarial scenarios”

    Section 3.2 Safety evaluation and red-teaming, PDF p. 7

Note: The card states red-teaming by the MAI internal red team (38 scenarios), by Microsoft's AI Red Team within MDASH and by an external firm (Q13).

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q12 Red-teaming
Q13 External testers

Stated

  • “Microsoft engaged Casaba Security, an independent third-party firm, to evaluate the cyber capability of MAI-Cyber-1.1-Flash”

    Section 3.2 Safety evaluation and red-teaming, PDF p. 7

Note: The card names Casaba Security as an external evaluator.

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to the model. The search is recorded below.

Open the search record: MAI-Cyber-1.1-Flash model card, Q14 Government institute
Q15 Release decision

Stated, partly

  • “helped inform the decision to not allow direct model access, but only within codename MDASH”

    Section 3.2 Safety evaluation and red-teaming, PDF p. 7

Note: The card states a deployment decision (access limited to MDASH) without naming who made it.

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q15 Release decision
Q16 Stated limits

Stated

  • “These results represent model-layer performance and do not include additional orchestration or capabilities provided by the codename MDASH system.”

    Section 3, Model-Only External Cyber Benchmark Results, PDF p. 5

Note: The card states the scope limit of its benchmark results.

Inspect sources and checks: MAI-Cyber-1.1-Flash model card, Q16 Stated limits

OpenAI

GPT-4V(ision) System Card

Q01 Card date

Stated

  • “GPT-4V(ision) System Card OpenAI September 25, 2023”

    Cover, PDF p. 1

Note: The card prints September 25, 2023 beneath its title and author line. The date is not labelled as a publication, issue or revision date; it is recorded as the date printed on the card. No revision date was located.

Inspect sources and checks: GPT-4V(ision) System Card, Q01 Card date
Q02 Release date

Stated

  • “training of GPT-4V was completed in 2022 and we began providing early access to the system in March 2023”

    §1 Introduction, PDF p. 1

  • “is the latest capability we are making broadly available”

    §1 Introduction, PDF p. 1

Note: The card dates early access to March 2023 and states that GPT-4V is being made broadly available. It gives no date for broad availability other than its own date.

Inspect sources and checks: GPT-4V(ision) System Card, Q02 Release date
Q03 Framework cited

Does not apply

The card predates every OpenAI framework edition in the dataset. It is dated 2023-09-25; the earliest edition, the Preparedness Framework (Beta), is dated 2023-12-18. The card names no framework.

Q04 Link to framework

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q05 Framework determination

Does not apply

The card predates every framework edition of its developer in the dataset, so it has no framework to link to or to make a determination under.

Q06 Safeguards tied to determination

Stated, partly

  • “GPT-4V includes carefully designed refusal behavior for some prompts that contain images of people.”

    §2.4.2 Additional Mitigations for High-Risk Areas, PDF p. 13

  • “we added system-level mitigations for adversarial images containing overlaid text”

    §2.4.2, PDF p. 14

Note: The card states model-level and system-level mitigations. They are not tied to a framework determination or threshold; the card predates OpenAI’s framework editions. Stated safeguards are the developer’s account, not evidence that they work. Search for the rest of the criterion: §2.4 Mitigations; §3 Conclusion and Next Steps. Terms searched: “mitigation”, “safeguard”, “refusal”, “moderation”, “threshold”.

Inspect sources and checks: GPT-4V(ision) System Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated, partly

  • “In the GPT-4 System Card, we explored additional risk areas of CBRN, weapons development, system interaction, and emergent risky properties such as self-replication.”

    Footnote 2, §2.3, PDF p. 6

  • “GPT-4V inherits the assessment in those areas, but this was not a key focus area as image input does not meaningfully alter the capabilities for these categories.”

    Footnote 2, §2.3, PDF p. 6

  • “the model’s generations here can be inaccurate and error prone, limiting its use for such tasks.”

    §2.3.1 Scientific proficiency, PDF p. 7

Note: The card states that GPT-4V inherits the GPT-4 System Card’s assessment of CBRN risk areas without restating its outcome, and that image input does not meaningfully alter capability in these categories. Red teamers’ scientific-proficiency testing touched on dangerous chemical synthesis; the card states the outputs were inaccurate and error-prone. No evaluation run on GPT-4V with an outcome category or threshold language is reported. Details of the red-team example are not recorded (hazard rule). Search for the rest of the criterion: §2.2 Evaluations; §2.3 External Red Teaming incl. footnote 2; §2.3.1 Scientific proficiency. Terms searched: “CBRN”, “chemical”, “biolog”, “weapon”, “nuclear”, “radiolog”.

Inspect sources and checks: GPT-4V(ision) System Card, Q07 Chemical and biological
Q08 Cyber

Stated, partly

  • “Cybersecurity Performance accuracy CAPTCHA breaking evaluations”

    §2.2 Evaluations, list of evaluations, PDF p. 3

  • “a powerful, general purpose CAPTCHA breaker that’s easily accessible can have cybersecurity and AI safety implications.”

    §2.2, PDF p. 5

Note: The card lists CAPTCHA-breaking accuracy evaluations under “Cybersecurity” and states that such a capability can have cybersecurity implications. No outcome or conclusion for these evaluations is stated in the card’s text layer (figure contents are not captured). No other offensive-cyber evaluation is reported. Search for the rest of the criterion: §2.2 Evaluations; §2.3; Appendix A. Terms searched: “cyber”, “CAPTCHA”, “exploit”, “hacking”, “vulnerab”. Passages read and not counted: Footnote 2, PDF p. 6: Refers to “system interaction” assessed in the GPT-4 System Card; no cyber outcome stated for GPT-4V.

Inspect sources and checks: GPT-4V(ision) System Card, Q08 Cyber
Q09 Autonomy and AI R&D

Stated, partly

  • “In the GPT-4 System Card, we explored additional risk areas of CBRN, weapons development, system interaction, and emergent risky properties such as self-replication.”

    Footnote 2, §2.3, PDF p. 6

  • “GPT-4V inherits the assessment in those areas, but this was not a key focus area as image input does not meaningfully alter the capabilities for these categories.”

    Footnote 2, §2.3, PDF p. 6

Note: The card states that GPT-4V inherits the GPT-4 System Card’s assessment of emergent risky properties such as self-replication, without restating its outcome; no autonomy or AI R&D evaluation of GPT-4V is reported. Search for the rest of the criterion: Whole card. Terms searched: “self-replication”, “autonom”, “agent”, “power-seeking”, “R&D”.

Inspect sources and checks: GPT-4V(ision) System Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No passage reporting an evaluation of persuasive or manipulative capability was found.

Open the search record: GPT-4V(ision) System Card, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No passage reporting an evaluation of misalignment, deception, scheming or sabotage of oversight was found.

Open the search record: GPT-4V(ision) System Card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “OpenAI worked with external experts to qualitatively assess the limitations and risks associated with the model and system.”

    §2.3 External Red Teaming, PDF p. 5

  • “intended to test risks associated with the multimodal (vision) functionality of GPT-4”

    §2.3, PDF p. 6

Note: External red teaming focused on the vision functionality; the card names six key risk areas (scientific proficiency, medical advice, stereotyping and ungrounded inferences, disinformation risks, hateful content, visual vulnerabilities). The acknowledgements name 25 individual red teamers. No period is given.

Inspect sources and checks: GPT-4V(ision) System Card, Q12 Red-teaming
Q13 External testers

Stated

  • “Be My Eyes piloted Be My AI from March to early August 2023 with a group of nearly 200 blind and low vision beta testers to hone the safety and user experience of the product.”

    §2.1.1 Be My Eyes, PDF p. 2

Note: The card names Be My Eyes as an early-access organisation whose pilot of a GPT-4V-based product it describes as testing. External red teamers are named in the acknowledgements as individuals, without organisations.

Inspect sources and checks: GPT-4V(ision) System Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No passage naming a government body that tested or received access to the model was found.

Open the search record: GPT-4V(ision) System Card, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: The card states that OpenAI is making GPT-4V broadly available and describes how it prepared the model for deployment. It does not describe a decision to release, say that the release follows from an assessment, or name who decided. Recorded as not found under the question’s criterion as written (maintainer decision 13a, settled when the cross-family second pass of 2026-11-03 held the checker’s reading). Maintainer decision 13a of 2026-11-03.

Open the search record: GPT-4V(ision) System Card, Q15 Release decision
Q16 Stated limits

Stated

  • “We anticipate there to be many more such vulnerabilities in the model that we discover through its broad usage”

    §2.3.6 Visual vulnerabilities, PDF p. 12

  • “even with performance parity, differences in downstream impact and harm could still occur depending on the context of the deployment of such tools.”

    §2.2 Evaluations, PDF p. 4

Note: The card states that red teaming is unlikely to have found all visual vulnerabilities and that parity on its demographic evaluations does not rule out differing downstream harms.

Inspect sources and checks: GPT-4V(ision) System Card, Q16 Stated limits

GPT-4o System Card

Q01 Card date

Stated

  • “GPT-4o System Card OpenAI∗ August 8, 2024”

    Title page, PDF p. 1

Note: The card prints the date August 8, 2024 under its title. No revision date is printed.

Inspect sources and checks: GPT-4o System Card, Q01 Card date
Q02 Release date

Stated, partly

  • “Following the text output only deployment of GPT-4o, we worked with independent third party labs, METR and Apollo Research”

    Section 4 'Third party assessments', PDF p. 18

  • “At the time of writing, external red teaming of the GPT-4o API is ongoing.”

    Section 3.1 'External red teaming', PDF p. 3

Note: The card refers to a text-output-only deployment, to the API and to advanced voice mode in the iOS app used in red teaming (Phase 4), as relative timing and forms. It gives no release or availability date. Search for the rest of the criterion: Sections 1–3.1 and 4 and term search across the card. Terms searched: “release”, “available”, “availability”, “launch”, “deploy”, “May 13”, “2024”.

Inspect sources and checks: GPT-4o System Card, Q02 Release date
Q03 Framework cited

Stated

  • “We evaluated GPT-4o in accordance with our Preparedness Framework[4].”

    Section 3.4 'Preparedness Framework Evaluations', PDF p. 12

  • “OpenAI, “Openai preparedness framework beta,” 2023.”

    References, [4], PDF p. 29

Note: The card names the Preparedness Framework and identifies the edition in reference [4] as the beta of 2023 (Preparedness Framework Beta, December 18, 2023).

Inspect sources and checks: GPT-4o System Card, Q03 Framework cited
Q04 Link to framework

Stated

  • “OpenAI, “Openai preparedness framework beta,” 2023.”

    References, [4], PDF p. 29

Note: The card gives a bibliographic reference to the framework, reference [4], with an address on cdn.openai.com and the file name of the beta framework. The address is not quoted: the default text layer of the PDF interleaves it with the title (cross-family check of 2026-11-04, item 31, on the same reference), so the reference is quoted as printed.

Inspect sources and checks: GPT-4o System Card, Q04 Link to framework
Q05 Framework determination

Stated

  • “the Safety Advisory Group recommended classifying GPT-4o before mitigations as borderline medium risk for persuasion, and low risk in all others.”

    Section 3.4 'Preparedness Framework Evaluations', PDF p. 13

  • “Therefore, the overall risk score for GPT-4o is classified as medium.”

    Section 3.4 'Preparedness Framework Evaluations', PDF p. 13

Note: The card states a pre-mitigation classification in the framework's categories (persuasion borderline medium; cybersecurity, CBRN and model autonomy low) and an overall medium score, on the Safety Advisory Group's recommendation.

Inspect sources and checks: GPT-4o System Card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “If a model passes a high risk threshold, we do not deploy the model until mitigations lower the score to medium.”

    Section 3.4 'Preparedness Framework Evaluations', PDF p. 12

  • “integrated classifiers for blocking specific generations as a part of the deployed system”

    Section 3.3 'Observed safety challenges, evaluations and mitigations', PDF p. 5

Note: The card states the framework's deployment condition and, for the voice risks in Section 3.3, mitigations such as post-training and output classifiers. It does not tie any mitigation to the medium classification in Q05. This is the developer's account of the mitigations. Search for the rest of the criterion: Sections 3.3–3.8 and 6 and term search across the card. Terms searched: “mitigation”, “post-mitigation”, “safeguard”, “medium”, “high risk”.

Inspect sources and checks: GPT-4o System Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “Biological Threats Score: Low GPT-4o does not advance biological threat creation capabilities sufficient to meet our medium risk threshold.”

    Section 3.6 'Biological threats', Preparedness Scorecard, PDF p. 14

Note: The card states biological threat evaluations with a low score under the framework. The framework category is CBRN; no separate chemical, radiological or nuclear result is reported. Evaluation details are not recorded (hazard rule).

Inspect sources and checks: GPT-4o System Card, Q07 Chemical and biological
Q08 Cyber

Stated

  • “GPT-4o does not advance real world vulnerability exploitation capabilities sufficient to meet our medium risk threshold.”

    Section 3.5 'Cybersecurity', Preparedness Scorecard, PDF p. 13

Note: The card states capture-the-flag evaluations with a low cybersecurity score. Task-level results are not recorded (hazard rule).

Inspect sources and checks: GPT-4o System Card, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “GPT-4o does not advance self-exfiltration, self-improvement, or resource acquisition capabilities sufficient to meet our medium risk threshold.”

    Section 3.8 'Model autonomy', Preparedness Scorecard, PDF p. 17

Note: The card states model-autonomy evaluations with a low score. Section 4.1 adds METR's assessment of autonomous capabilities, which the card reports as finding no significant increase over GPT-4.

Inspect sources and checks: GPT-4o System Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated

  • “Based on pre-registered thresholds, the voice modality was classified as low risk, while the text modality marginally crossed into medium risk.”

    Section 3.7 'Persuasion', PDF p. 16

Note: The card states persuasion evaluations of text and voice, with a medium score for text and low for voice.

Inspect sources and checks: GPT-4o System Card, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “Based on these findings, Apollo Research believes that it is unlikely that GPT-4o is capable of catastrophic scheming.”

    Section 4.2 'Apollo Research assessment', PDF p. 19

Note: The card reports Apollo Research's evaluation of capabilities related to scheming (self-knowledge, theory of mind, self-reasoning, alignment faking), with Apollo's conclusion. It concerns capability, not propensity.

Inspect sources and checks: GPT-4o System Card, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “OpenAI worked with more than 100 external red teamers2 , speaking a total of 45 different languages, and representing geographic backgrounds of 29 different countries.”

    Section 3.1 'External red teaming', PDF p. 3

  • “starting in early March and continuing through late June 2024.”

    Section 3.1 'External red teaming', PDF p. 3

Note: The card states external red teaming in four phases, with the number of testers, languages and countries, the period, and the categories covered (disallowed content, mis/disinformation, bias and others).

Inspect sources and checks: GPT-4o System Card, Q12 Red-teaming
Q13 External testers

Stated

  • “we worked with independent third party labs, METR and Apollo Research to add an additional layer of validation for key risks from general autonomous capabilities.”

    Section 4 'Third party assessments', PDF p. 18

Note: The card names METR and Apollo Research as having assessed the model after its text-output deployment. Section 3.6 names Gryphon Scientific as having helped design the biological questions and rubrics, not as having tested the model.

Inspect sources and checks: GPT-4o System Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to GPT-4o.

Open the search record: GPT-4o System Card, Q14 Government institute
Q15 Release decision

Stated, partly

  • “the Safety Advisory Group recommended classifying GPT-4o before mitigations as borderline medium risk for persuasion, and low risk in all others.”

    Section 3.4 'Preparedness Framework Evaluations', PDF p. 13

  • “If a model passes a high risk threshold, we do not deploy the model until mitigations lower the score to medium.”

    Section 3.4 'Preparedness Framework Evaluations', PDF p. 12

Note: The card names the Safety Advisory Group for the risk classification and states the framework's deployment condition. It refers to the model's deployment but does not describe a decision to release it or name who made one. Search for the rest of the criterion: Sections 2–4 and 6 and term search across the card. Terms searched: “decide”, “decision”, “deploy”, “launch”, “release”, “approve”, “leadership”. Passages read and not counted: Section 3, PDF p. 2: 'Deployment preparation was carried out via …' describes preparation, which alone is not a release decision (decision 13a).

Inspect sources and checks: GPT-4o System Card, Q15 Release decision
Q16 Stated limits

Stated

  • “First, the validity of this evaluation format depends on the capability and reliability of the TTS model.”

    Section 3.2 'Evaluation methodology', 'Limitations of the evaluation methodology', PDF p. 4

Note: The card states limits of its audio evaluation method, which converts text evaluations to speech: some inputs are unsuitable for conversion and the conversion may be lossy.

Inspect sources and checks: GPT-4o System Card, Q16 Stated limits

o1 system card · 2024

Q01 Card date

Stated

  • “OpenAI o1 System Card OpenAI December 5, 2024”

    Cover, PDF p. 1

  • “The content of this card, released on December 5th, predates this updated model.”

    §3 Scope of testing, footnote 2, PDF p. 2

  • “Section added after December 5th on 12/19/2024”

    §3 Scope of testing, footnote 3, PDF p. 2

Note: Printed cover date December 5, 2024; footnote 2 states the card was released on December 5th. Revision: footnote 3 marks a section added on 12/19/2024, so the retrieved PDF contains content dated after the cover date. The dataset’s record of the web version carries the label “Updated: December 5, 2024”.

Inspect sources and checks: o1 system card · 2024, Q01 Card date
Q02 Release date

Stated

  • “an improved o1 was launched on December 17th”

    §3 Scope of testing, footnote 2, PDF p. 2

  • “the deployment of o1 on the API allows developers to specify a custom developer message”

    §4.2 Jailbreaks through custom developer messages, PDF p. 6

Note: The card dates the launch of an improved o1 to December 17th (the card itself is dated December 5, 2024) and refers to deployment of o1 on the API. It gives no separate date for the initial availability of o1.

Inspect sources and checks: o1 system card · 2024, Q02 Release date
Q03 Framework cited

Stated

  • “We evaluated o1 in accordance with our Preparedness Framework.”

    §5 Preparedness Framework Evaluations, PDF p. 15

  • “OpenAI, “Openai preparedness framework (beta).” openai-preparedness-framework-beta.pdf, 2023.”

    References, [28], PDF p. 52

Note: The card names the Preparedness Framework and cites it as reference [28], titled “(beta)”, 2023, with the address cdn.openai.com/openai-preparedness-framework-beta.pdf; the words “Preparedness Framework” in §5 (PDF p. 15) also carry a hyperlink to that address. Edition: the Preparedness Framework (Beta).

Inspect sources and checks: o1 system card · 2024, Q03 Framework cited
Q04 Link to framework

Stated

  • “OpenAI, “Openai preparedness framework (beta).”

    References, [28], PDF p. 52

Note: Bibliographic reference to the framework, with the printed address https://cdn.openai.com/openai-preparedness-framework-beta.pdf (accessed 2024-09-11; the text layer separates the address prefix from the rest of the address). The phrase “The Preparedness Framework is a living document” in §5 (PDF p. 15) carries a hyperlink to the same PDF.

Inspect sources and checks: o1 system card · 2024, Q04 Link to framework
Q05 Framework determination

Stated

  • “the Safety Advisory Group … classified the o1 pre-mitigation model as overall medium risk, including medium risk for persuasion and CBRN, and low risk for model autonomy and cybersecurity.”

    §5 Preparedness Framework Evaluations, PDF p. 16

  • “The Safety Advisory Group also rated the post-mitigation risk levels the same as the pre-mitigation risk levels, to err on the side of caution.”

    §5, PDF p. 16

Note: The card states the Safety Advisory Group’s classification for all four tracked categories, pre- and post-mitigation. The classification passage is also quoted in the dataset’s AI and biosecurity records.

Inspect sources and checks: o1 system card · 2024, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “given the Medium post-mitigation risk designations for CBRN and Persuasion, we have strengthened our safety mitigations and existing stack”

    §5.3 Mitigations, PDF p. 17

  • “We have enhanced our monitoring efforts for both CBRN and Persuasion risks given their Medium designation.”

    §5.3 Mitigations, PDF p. 17

Note: The card ties strengthened mitigations and enhanced monitoring to the Medium designations for CBRN and persuasion. This is the developer’s account, not evidence that the safeguards work.

Inspect sources and checks: o1 system card · 2024, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “Chemical and Biological Threat Creation Score for o1: Medium (same as o1-preview)”

    §5.5 Chemical and Biological Threat Creation, PDF p. 19

  • “was ultimately designated as earning a “Low” risk under the Preparedness Framework for RN weapon creation capability.”

    §5.6.1 Structured expert probing campaign – radiological & nuclear, PDF p. 27

Note: Chemical and biological: Medium. Radiological and nuclear are reported in a separate section, with a Low designation for the post-mitigation model. Evaluation methods, tasks and results are not recorded (hazard rule).

Inspect sources and checks: o1 system card · 2024, Q07 Chemical and biological
Q08 Cyber

Stated

  • “Score for o1: Low (same as o1-preview) Summary: o1 does not sufficiently advance real-world vulnerability exploitation capabilities to indicate medium risk.”

    §5.4 Cybersecurity, PDF p. 17

Note: Cybersecurity: Low. The card reports capture-the-flag evaluations; results are not recorded here.

Inspect sources and checks: o1 system card · 2024, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “Model Autonomy Score for o1: Low (same as o1-preview) Summary: o1 does not advance self-exfiltration, self-improvement, or resource acquisition capabilities sufficiently to indicate medium risk.”

    §5.8 Model Autonomy, PDF p. 34

Note: Model autonomy: Low. The card also reports METR’s evaluation of an earlier checkpoint on agentic tasks (§4.4.4), with METR’s caveats.

Inspect sources and checks: o1 system card · 2024, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated

  • “Persuasion Score for o1: Medium (same as o1-preview)”

    §5.7 Persuasion, PDF p. 29

  • “o1 does not outperform top human writers and does not reach our high risk threshold.”

    §5.7 Persuasion, PDF p. 29

Note: Persuasion: Medium, below the High threshold.

Inspect sources and checks: o1 system card · 2024, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “Apollo found that o1 has the capability to do basic in-context scheming”

    §4.4.3 Apollo Research, PDF p. 13

  • “Subjectively, Apollo Research believes that it is unlikely that such instances would lead to catastrophic outcomes as o1 agentic capabilities do not appear sufficient, but their evaluations were not designed to directly assess this risk.”

    §4.4.3 Apollo Research, PDF p. 13

  • “0.17% of o1’s responses got flagged as being ‘deceptive’.”

    §4.3.1 CoT Deception Monitoring, PDF p. 8

Note: The card reports Apollo Research’s scheming evaluations with Apollo’s stated conclusion, and OpenAI’s own chain-of-thought deception monitor results. The conclusions are as the card reports them.

Inspect sources and checks: o1 system card · 2024, Q11 Alignment and deception
Q12 Red-teaming

Stated

  • “For o1, red teamers had access to various snapshots of the model at different stages of training and safety mitigation maturity starting in October 2024, through early December 2024.”

    §4.4 External Red Teaming, PDF p. 11

  • “Red teamers covered categories that spanned deceptive alignment, AI R&D capabilities, cybersecurity, content policy violations”

    §4.4 External Red Teaming, PDF p. 11

Note: External red teaming by multiple organisations and individuals, October to early December 2024, across the listed categories; it includes a pairwise comparison by members of the Red Teaming Network (§4.4.1) and a jailbreak arena with Gray Swan (§4.4.2).

Inspect sources and checks: o1 system card · 2024, Q12 Red-teaming
Q13 External testers

Stated

  • “Apollo Research, an evaluation organization focusing on risks from deceptively aligned AI systems, evaluated capabilities of ‘scheming’ in o1 models.”

    §4.4.3 Apollo Research, PDF p. 13

  • “METR, a research nonprofit that works on assessing whether cutting-edge AI systems could pose catastrophic risks to society, evaluated an earlier checkpoint of o1.”

    §4.4.4 METR, PDF p. 14

  • “OpenAI collaborated with Gray Swan to make the o1 model available for jailbreaking in the Gray Swan Arena.”

    §4.4.2 Jailbreak Arena, PDF p. 12

Note: Named external evaluators include Apollo Research, METR and Gray Swan; the card also names Signature Science (§5.5.10) among organisations engaged for expert probing.

Inspect sources and checks: o1 system card · 2024, Q13 External testers
Q14 Government institute

Stated

  • “a set of predeployment evaluations were conducted on a version of the o1 model by the U.S. AI Safety Institute (US AISI) and the UK Safety Institute (UK AISI), not included in this report”

    §4 Observed safety challenges and evaluations, PDF p. 3

Note: The card names the US AISI and the “UK Safety Institute (UK AISI)” as having conducted pre-deployment evaluations of a version of o1; their results are not included. The passage is also quoted in the dataset’s AI and biosecurity records.

Inspect sources and checks: o1 system card · 2024, Q14 Government institute
Q15 Release decision

Stated, partly

  • “Only models with a post-mitigation score of “medium” or below can be deployed”

    §5 Preparedness Framework Evaluations, PDF p. 15

  • “Our deployment of these models reflects our belief that iterative real-world deployment is the most effective way”

    §6 Conclusion, PDF p. 42

Note: The card names the Safety Advisory Group as the maker of the risk classification (Q05) and states the framework’s deployment condition. It refers to the deployment of the models but does not state who decided to release them. Search for the rest of the criterion: §5; §5.1; §6 Conclusion. Terms searched: “decision”, “decide”, “approv”, “Safety Advisory Group”, “leadership”, “Board”, “deploy”, “launch”.

Inspect sources and checks: o1 system card · 2024, Q15 Release decision
Q16 Stated limits

Stated

  • “our Preparedness evaluations should still be seen as a lower bound for potential risks.”

    §5.2 Preparedness evaluations as a lower bound, PDF p. 16

  • “this assessment is limited by what we can test”

    §5.6 Radiological and Nuclear Threat Creation, PDF p. 27

Note: The card states that its Preparedness evaluations are a lower bound and that its radiological and nuclear assessment is limited by what could be tested.

Inspect sources and checks: o1 system card · 2024, Q16 Stated limits

Addendum to GPT-5.2 System Card: GPT-5.2-Codex

Q01 Card date

Stated

  • “Addendum to GPT-5.2 System Card: GPT-5.2-Codex OpenAI December 18, 2025”

    Cover, PDF p. 1

Note: Date printed on the cover, not labelled by kind. No revision date was located in the card.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q01 Card date
Q02 Release date

Stated, partly

  • “A version of GPT-5.2 optimized for agentic coding in Codex”

    §1 Introduction, PDF p. 4 (printed p. 3)

  • “The model is not intended for deployment in any general-purpose chat application, and will not be deployed by OpenAI in any such context.”

    §2.1 Disallowed Content Evaluations, PDF p. 4 (printed p. 3)

Note: The card gives the form of deployment (in Codex, not in general-purpose chat). No release or availability date is given apart from the card’s own date. Search for the rest of the criterion: §1; §2.1; §3 Product-Specific Risk Mitigations. Terms searched: “release”, “launch”, “available”, “deploy”, “API”, “today”.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q02 Release date
Q03 Framework cited

Stated

  • “GPT-5.2-Codex was evaluated under our Preparedness Framework.”

    §1 Introduction, PDF p. 4 (printed p. 3)

  • “Under our Preparedness Framework, High cybersecurity capability is defined”

    §5.1.2 Cybersecurity, PDF p. 12 (printed p. 11)

Note: The card names the Preparedness Framework without a version number in its text. The word “Preparedness” in the second passage carries a hyperlink to cdn.openai.com/pdf/18a02b5d-6b67-4cec-ab64-68cdfbddebcd/preparedness-framework-v2.pdf, which identifies the edition: preparedness-v2.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q03 Framework cited
Q04 Link to framework

Stated

  • “Under our Preparedness Framework, High cybersecurity capability is defined”

    §5.1.2 Cybersecurity, PDF p. 12 (printed p. 11)

  • “GPT-5.2-Codex frontier capabilities are assessed under the Preparedness Framework.”

    §5 Preparedness, PDF p. 8 (printed p. 7)

Note: Hyperlinks (PDF link annotations): on PDF p. 12 to the Preparedness Framework Version 2 PDF; on PDF p. 8 to openai.com/index/updating-our-preparedness-framework/ (OpenAI’s announcement of the updated framework). The reference list does not cite the framework.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q04 Link to framework
Q05 Framework determination

Stated

  • “We are treating GPT-5.2-Codex as High risk in the Biological and Chemical domain. While the model’s cybersecurity capabilities are stronger than its predecessors, it does not reach our threshold for High capability in the Cyber domain.”

    §5 Preparedness, PDF p. 8 (printed p. 7)

  • “It also does not reach High capability in the AI self-improvement domain.”

    §5 Preparedness, PDF p. 8 (printed p. 7)

Note: Biological and Chemical: treated as High. Cybersecurity: below High. AI self-improvement: below High.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “Like other recent models, it is being treated as High capability on biology, and is being deployed with the corresponding suite of safeguards we use for other models in the GPT-5 family.”

    §1 Introduction, PDF p. 4 (printed p. 3)

Note: The card ties deployment with the GPT-5 family’s safeguards to the High biology treatment; §5.1.1 repeats that the corresponding safeguards continue to apply. This is the developer’s account, not evidence that the safeguards work.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “As we did for other models in the GPT-5 series, we are treating GPT-5.2-Codex as High risk in the Biological and Chemical domain, and continuing to apply the corresponding safeguards.”

    §5.1.1 Biological and Chemical, PDF p. 9 (printed p. 8)

Note: The card reports four biological and chemical evaluations; outcome category: treated as High. Evaluation contents and results are not recorded (hazard rule).

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q07 Chemical and biological
Q08 Cyber

Stated

  • “A review of these results and other relevant information by the Safety Advisory Group and OpenAI leadership determined that GPT-5.2-Codex’s performance—while stronger than earlier models—does not meet the level of consistency needed for High cyber capability.”

    §5.1.2 Cybersecurity, PDF p. 13 (printed p. 12)

Note: Cybersecurity: below High. The card reports three internal benchmarks and an external evaluation by Irregular; results are not recorded here.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q08 Cyber
Q09 Autonomy and AI R&D

Stated

  • “GPT-5.2-Codex performed at a similar capability level to GPT-5.2-Thinking and did not meet our High thresholds.”

    §5.1.3 AI Self-Improvement, PDF p. 17 (printed p. 16)

  • “performance in the evaluations below indicate we can rule this out for GPT-5.2-Codex.”

    §5.1.3 AI Self-Improvement, PDF p. 17 (printed p. 16)

Note: AI self-improvement: below High, with four evaluations reported.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No passage reporting an evaluation of persuasive or manipulative capability was found. The card’s Preparedness section addresses the Biological and Chemical, Cybersecurity and AI Self-Improvement domains.

Open the search record: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q10 Persuasion
Q11 Alignment and deception

Not found in the recorded search

Note: No passage reporting an evaluation of deception, scheming, reward hacking, sabotage or undermining oversight was found.

Open the search record: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No passage describing adversarial testing as red-teaming was found.

Open the search record: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q12 Red-teaming
Q13 External testers

Stated

  • “Irregular, an AI security organization focused on frontier cybersecurity risks, evaluated GPT-5.2-Codex on a subset of a suite of cyberoffensive challenges”

    §5.1.2.4 External Evaluations by Irregular, PDF p. 16 (printed p. 15)

Note: Irregular is named as an external evaluator of cyber capability. SecureBio and Gryphon Scientific are named as sources of evaluation datasets, not as testers of this model.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No passage naming a government body that tested or received access to the model was found.

Open the search record: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q14 Government institute
Q15 Release decision

Stated, partly

  • “A review of these results and other relevant information by the Safety Advisory Group and OpenAI leadership determined that GPT-5.2-Codex’s performance—while stronger than earlier models—does not meet the level of consistency needed for High cyber capability.”

    §5.1.2 Cybersecurity, PDF p. 13 (printed p. 12)

  • “Like other recent models, it is being treated as High capability on biology, and is being deployed with the corresponding suite of safeguards we use for other models in the GPT-5 family.”

    §1 Introduction, PDF p. 4 (printed p. 3)

Note: The card names the Safety Advisory Group and OpenAI leadership as having determined the cyber capability level, and states that the model is being deployed. It does not state who decided to release the model. Search for the rest of the criterion: §1; §5. Terms searched: “decision”, “decide”, “approv”, “Safety Advisory Group”, “leadership”, “deploy”, “launch”.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q15 Release decision
Q16 Stated limits

Stated

  • “Each of these evaluations has important limitations:”

    §5.1.2 Cybersecurity, PDF p. 12 (printed p. 11)

  • “Because of these limitations, excelling on all three evaluations is necessary but not sufficient for a model to be considered High in cyber capability.”

    §5.1.2 Cybersecurity, PDF p. 13 (printed p. 12)

Note: The card lists limitations of each cyber benchmark and states that results on them are not sufficient to establish High cyber capability.

Inspect sources and checks: Addendum to GPT-5.2 System Card: GPT-5.2-Codex, Q16 Stated limits

Addendum to GPT-6 Luna System Card: October 29, 2026 Update

Q01 Card date

Stated

  • “Addendum to GPT-6 Luna System Card: October 29, 2026 Update OpenAI 2026-10-29”

    Cover, PDF p. 1

Note: Date printed on the cover (2026-10-29), not labelled by kind; the title also names October 29, 2026. The hub page states “Published October 29, 2026”, while the hub address and the PDF file name read “october-28-2026-addendum”; the discrepancy is recorded, not resolved. No revision date was located.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q01 Card date
Q02 Release date

Stated

  • “Today, we’re introducing an update to GPT-6 Luna, which we released in ChatGPT on October 7.”

    §1 Introduction, PDF p. 4 (printed p. 3)

Note: The card introduces the updated model “today” (the card is dated 2026-10-29) and dates the release of the earlier GPT-6 Luna in ChatGPT to October 7. §8.2 refers to the updated model’s “public launch”.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q02 Release date
Q03 Framework cited

Stated

  • “Under our Preparedness Framework, we are treating GPT-6 Luna (October 29) as High capability in both Cybersecurity and Biological and Chemical domains.”

    §8 Preparedness, PDF p. 13 (printed p. 12)

Note: The card names the Preparedness Framework without a version in its text. The words “Preparedness Framework” in this passage carry a hyperlink to cdn.openai.com/pdf/18a02b5d-6b67-4cec-ab64-68cdfbddebcd/preparedness-framework-v2.pdf, which identifies the edition: preparedness-v2. The card does not name the Frontier Governance Framework.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q03 Framework cited
Q04 Link to framework

Stated

  • “Under our Preparedness Framework, we are treating GPT-6 Luna (October 29) as High capability in both Cybersecurity and Biological and Chemical domains.”

    §8 Preparedness, PDF p. 13 (printed p. 12)

Note: Hyperlink (PDF link annotation) on “Preparedness Framework,” to the Preparedness Framework Version 2 PDF. No bibliographic reference to the framework.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q04 Link to framework
Q05 Framework determination

Stated

  • “Under our Preparedness Framework, we are treating GPT-6 Luna (October 29) as High capability in both Cybersecurity and Biological and Chemical domains.”

    §8 Preparedness, PDF p. 13 (printed p. 12)

  • “The model does not reach our High threshold in AI Self-Improvement.”

    §8 Preparedness, PDF p. 13 (printed p. 12)

Note: Cybersecurity and Biological and Chemical: treated as High. AI Self-Improvement: below High. The card states these match the assessments for GPT-6 Luna (October 7).

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q05 Framework determination
Q06 Safeguards tied to determination

Stated

  • “Based on that assessment, GPT-6 Luna (October 29) uses the same safeguards stack as prior GPT-6 Luna (October 7)”

    §1 Introduction, PDF p. 4 (printed p. 3)

  • “we have implemented the corresponding safeguards described in the GPT-6 Luna (October 7) card.”

    §8 Preparedness, PDF p. 13 (printed p. 12)

Note: Safeguards are tied to the High determinations and described by reference to the October 7 card; §8.2 is a public summary of an internal Safeguards Report. This is the developer’s account, not evidence that the safeguards work.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “We are treating GPT-6 Luna (October 29) as High capability in the Biological and Chemical domain. Below, we report updated results on our High and Critical capability evaluations.”

    §8.1.1 Biological and Chemical Capabilities, PDF p. 13 (printed p. 12)

Note: Outcome category: High. The card reports updated results against indicative High and Critical thresholds; results are not recorded (hazard rule).

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q07 Chemical and biological
Q08 Cyber

Stated

  • “We are treating GPT-6 Luna (October 29) as High capability in the Cybersecurity domain. Below, we report updated results on our High capability evaluations.”

    §8.1.2 Cybersecurity Capabilities, PDF p. 14 (printed p. 13)

Note: Outcome category: High. Results of the two reported evaluations are not recorded here.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q08 Cyber
Q09 Autonomy and AI R&D

Stated, partly

  • “In AI Self-Improvement, GPT-6 Sol and GPT-6 Luna do not reach our High threshold.”

    §8.1.3 AI Self-Improvement Capabilities, PDF p. 15 (printed p. 14)

  • “please see the AI Self-Improvement Capabilities section in the GPT-6 Astra card.”

    §8.1.3, PDF p. 15 (printed p. 14)

Note: The card states the outcome (below High) but reports no AI self-improvement evaluation run on the October 29 model; it refers to the GPT-6 Astra card for the evaluations.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No passage reporting an evaluation of persuasive or manipulative capability was found.

Open the search record: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q10 Persuasion
Q11 Alignment and deception

Stated, partly

  • “Blocker-related disclosure failure rates on coding tasks. Lower is better.”

    §7.0.3 Blocker Deception, Figure 6 caption, PDF p. 12 (printed p. 11)

  • “Conditional failure rates for successful circumvention of environmental restrictions. Lower is better.”

    §7.0.2 Respecting Warnings, Figure 5 caption, PDF p. 11 (printed p. 10)

Note: The card’s Alignment section reports four evaluations (respecting auto-review, respecting warnings, blocker deception, broken search tool) as figures. The text gives figure captions and states no conclusion; it refers to the GPT-6 Luna (October 7) card for descriptions. Search for the rest of the criterion: §7 Alignment, PDF pp. 10–13. Terms searched: “decept”, “scheming”, “sabotag”, “misalign”, “oversight”, “circumvent”, “monitor”.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q11 Alignment and deception
Q12 Red-teaming

Stated, partly

  • “we use adversarial training with an automated red-teaming agent to strengthen resistance to malicious instructions”

    §4.2 Prompt Injection, PDF p. 7 (printed p. 6)

  • “For our evaluations, we use the GPT-Red automated evaluations introduced in the GPT-5.6 system card.”

    §4.2 Prompt Injection, PDF p. 7 (printed p. 6)

Note: The card describes an automated red-teaming agent used in adversarial training, and automated 'GPT-Red' evaluations of direct and indirect prompt injection. It does not describe adversarial testing of this model as red-teaming, and reports no human red-teaming. Search for the rest of the criterion: Whole card. Terms searched: “red team”, “red-team”, “adversarial”, “attacker”, “jailbreak”. Passages read and not counted: §4.1 Jailbreaks, PDF pp. 6–7: Reports defender success rates against an automated attacker; not described as red-teaming.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No passage naming an external tester or evaluator was found.

Open the search record: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No passage naming a government body that tested or received access to the model was found.

Open the search record: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q14 Government institute
Q15 Release decision

Stated

  • “The internal report informed our Safety Advisory Group’s recommendation and OpenAI leadership’s determination that these safeguards are sufficient for GPT-6 Luna (October 29) public launch.”

    §8.2 Safeguards, PDF p. 15 (printed p. 14)

Note: The card states a determination by OpenAI leadership, informed by a Safety Advisory Group recommendation, that safeguards are sufficient for the model’s public launch.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q15 Release decision
Q16 Stated limits

Stated

  • “Our attacker run was cut short due to infrastructure issues”

    §4.1 Jailbreaks, PDF p. 7 (printed p. 6)

  • “The comparison values for previously launched models that are shown here may reflect later versions of those models, and may vary from the values published at launch.”

    §2 Model Data and Training, PDF p. 4 (printed p. 3)

Note: The card states that the jailbreak evaluation run was incomplete and that comparison values may not match those published at launch.

Inspect sources and checks: Addendum to GPT-6 Luna System Card: October 29, 2026 Update, Q16 Stated limits

xAI

Grok 4 Model Card

Q01 Card date

Stated, partly

  • “Grok 4 Model Card xAI Last updated: August 20, 2025”

    Cover, PDF p. 1

Note: The card prints only a last-updated date (August 20, 2025), not a publication date. The file name carries the same date. Search for the rest of the criterion: Cover and term search across the card. Terms searched: “2025”, “published”, “updated”, “July”.

Inspect sources and checks: Grok 4 Model Card, Q01 Card date
Q02 Release date

Stated, partly

  • “xAI deploys Grok 4 in both the consumer-facing applications (Grok 4 Web) and through an enterprise use-focused API (Grok 4 API).”

    Section 1 'Introduction', PDF p. 1

  • “We report evaluations for Grok 4 API and Grok 4 Web now available to our customers, including in the EU.”

    Section 1 'Introduction', PDF p. 1

Note: The card gives the forms of availability (consumer applications and an API, including in the EU), in the present tense, with no release date. Search for the rest of the criterion: Sections 1 and 3 and term search across the card. Terms searched: “release”, “launch”, “available”, “July”, “deploy”.

Inspect sources and checks: Grok 4 Model Card, Q02 Release date
Q03 Framework cited

Stated, partly

  • “Following our Risk Management Framework (RMF), we aim to reduce the risk of severe, large-scale harms to people, property, and society from AI.”

    Section 1 'Introduction', PDF p. 1

Note: The card names xAI's Risk Management Framework without an edition. The RMF is not among the dataset's framework editions (maintainer decision 5a: to be added in a separate data task). As context only: xAI serves an RMF printing 'Last updated: August 20, 2025', the date the card also prints.

Inspect sources and checks: Grok 4 Model Card, Q03 Framework cited
Q04 Link to framework

Stated, partly

  • “we filter for detailed information or substantial assistance regarding the critical steps identified in Section 2 of our RMF.”

    Section 2.3.3 'Mitigations', PDF p. 6

Note: The card refers to a section of the framework as a document, without an address or bibliographic reference. The reference list does not include the RMF. Search for the rest of the criterion: Whole card, references and link annotations. Terms searched: “RMF”, “Risk Management Framework”, “https”, “xAI.”.

Inspect sources and checks: Grok 4 Model Card, Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: No outcome in the framework's own categories (a threshold reached, not reached or not ruled out) was found. The card organises its evaluations by the RMF's two risk categories and states an overall conclusion outside threshold language.

Open the search record: Grok 4 Model Card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “Due to Grok 4’s strong dual-use biological capabilities, we have deployed narrow, topically-focused filters across all product surfaces as an additional safeguard against bioweapons-related abuse.”

    Section 2.3.3 'Mitigations', PDF p. 6

Note: The card ties biological and chemical filters to its capability results and to steps identified in the RMF, not to a framework determination (none is stated, Q05). It also states a refusal policy, a system prompt and input filters (Section 2.1.3). This is the developer's account of the safeguards.

Inspect sources and checks: Grok 4 Model Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “The area of highest concern is Grok 4's expert-level biology capabilities, which significantly exceed human expert baselines.”

    Section 2 'Evaluations', PDF p. 2

  • “We do not evaluate radiological or nuclear capabilities.”

    Section 2 'Evaluations', PDF p. 2

Note: The card states biology and chemistry dual-use knowledge evaluations, with the conclusion that biology is the area of highest concern and with a separate finding on chemistry knowledge; it states that radiological and nuclear capabilities are not evaluated. No threshold language. Scores are not recorded (hazard rule).

Inspect sources and checks: Grok 4 Model Card, Q07 Chemical and biological
Q08 Cyber

Stated

  • “third-party testing shows that Grok 4’s end-to-end offensive cyber capabilities remain below the level of a human professional.”

    Section 2 'Evaluations', PDF p. 2

Note: The card states cyber knowledge and agentic capture-the-flag evaluations and a conclusion relative to human professionals, attributed to third-party testing. No threshold language. Scores are not recorded (hazard rule).

Inspect sources and checks: Grok 4 Model Card, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI research and development was found. The card's loss-of-control category is assessed through propensities (Q11).

Open the search record: Grok 4 Model Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated, partly

  • “We measure persuasion with OpenAI’s MakeMeSay evaluation, where an attacker model attempts to manipulate a defender model to say a codeword”

    Section 2.3.1 'Evaluations', PDF p. 6

Note: The card reports a persuasion evaluation and a win rate in Table 3, with no stated conclusion about persuasive capability. Search for the rest of the criterion: Sections 2.2–2.3. Terms searched: “persua”, “manipulat”, “MakeMeSay”, “influence”. Passages read and not counted: Section 2.2, PDF p. 4: The 'Manipulation' row of Table 2 reports sycophancy, recorded under Q11.

Inspect sources and checks: Grok 4 Model Card, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “We find that our system prompt mitigation makes the model less willing to contradict its beliefs, thus lowering the lying rate.”

    Section 2.2.2 'Results', PDF p. 5

Note: The card reports deception (lying under pressure), sycophancy and political-bias evaluations as 'concerning propensities', with the conclusion quoted. No scheming, sabotage or oversight evaluation was found.

Inspect sources and checks: Grok 4 Model Card, Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No testing described as red-teaming was found. The card reports adversarial robustness evaluations (jailbreaks, prompt injection) without calling them red-teaming.

Open the search record: Grok 4 Model Card, Q12 Red-teaming
Q13 External testers

Stated, partly

  • “third-party testing shows that Grok 4’s end-to-end offensive cyber capabilities remain below the level of a human professional.”

    Section 2 'Evaluations', PDF p. 2

Note: The card refers to third-party cyber testing without naming the third party. Search for the rest of the criterion: Whole card. Terms searched: “third-party”, “third party”, “external”, “partner”. Passages read and not counted: Section 3.1 'Data and Training', PDF p. 7: 'data produced by third-parties for xAI' concerns training data, not testing.

Inspect sources and checks: Grok 4 Model Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body is named as having tested or received access to Grok 4.

Open the search record: Grok 4 Model Card, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No statement that a release or deployment decision was made was found.

Open the search record: Grok 4 Model Card, Q15 Release decision
Q16 Stated limits

Stated

  • “Note that these evaluations measure dual-use knowledge: a high score indicates greater capability to enable weapons development, not necessarily increased risk.”

    Section 2.3.2 'Results', PDF p. 6

  • “For all datasets, we only assess performance on text-only questions.”

    Section 2.3.1 'Evaluations', PDF p. 5

Note: The card states that its dual-use evaluations measure knowledge rather than risk, and that only text-only questions are assessed.

Inspect sources and checks: Grok 4 Model Card, Q16 Stated limits

Grok 4.1 Model Card

Q01 Card date

Stated

  • “Grok 4.1 Model Card xAI November 17, 2025”

    Title block, p. 1

Note: The card prints a full date under its title without a label (publication or issue not specified). No revision date is printed. The file name (2025-11-17-grok-4-1-model-card.pdf) carries the same date.

Inspect sources and checks: Grok 4.1 Model Card, Q01 Card date
Q02 Release date

Stated, partly

  • “It is publicly available through our web and mobile consumer apps.”

    §1 Introduction, p. 1

Note: The card gives the form of availability (consumer web and mobile apps) in the present tense, with no release date. Search for the rest of the criterion: Whole card (6 pages). Terms searched: “release”, “launch”, “availab”, “deploy”, “API”. Passages read and not counted: §1 Introduction, p. 1: 'pre-deployment safety testing' gives no date.

Inspect sources and checks: Grok 4.1 Model Card, Q02 Release date
Q03 Framework cited

Stated, partly

  • “In line with our Risk Management Framework (RMF), we measure safety-relevant behaviors across three categories”

    §1 Introduction, p. 1

  • “xAI. xai risk management framework, 2025.”

    References, p. 6

Note: The card names xAI's Risk Management Framework; its reference gives the year 2025 only, with no version, full date or address. The RMF is not among the dataset's framework editions (open question). Context only, not the card's statement: the RMF served at data.x.ai prints 'Last updated: August 20, 2025'.

Inspect sources and checks: Grok 4.1 Model Card, Q03 Framework cited
Q04 Link to framework

Stated

  • “xAI. xai risk management framework, 2025.”

    References, p. 6

Note: A bibliographic reference to the framework (author, title, year), cited in §2 as '[xAI, 2025]'; it gives no address. The PDF's only link annotation points to the Grok 4 model card.

Inspect sources and checks: Grok 4.1 Model Card, Q04 Link to framework
Q05 Framework determination

Not found in the recorded search

Note: No determination in the framework's own categories (a threshold reached or not reached) was found; the card groups its evaluations by the RMF's three risk categories and reports results and conclusions outside threshold language.

Open the search record: Grok 4.1 Model Card, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “in response to these results, we have implemented initial mitigations with input filters for restricted chemical and biological knowledge”

    §2.3.2 Results, p. 5

Note: The card ties input filters to its chemical and biological evaluation results, not to a framework determination or threshold (none is stated, Q05). It also describes refusal training and input filters in §2.1.1. The developer's account, not evidence that the safeguards work.

Inspect sources and checks: Grok 4.1 Model Card, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “Grok 4.1 achieves broadly similar results to Grok 4 and other frontier models on chemical and biological capabilities tests.”

    §2.3.2 Results, p. 4

Note: Biology and chemistry dual-use evaluations reported, with a stated comparative conclusion and comparisons with human baselines; no threshold language. The section's scope sentence names radiological and nuclear weapons, but the evaluations listed cover biology, chemistry and cyber only. Scores are not recorded (hazard rule). Not cross-family checked: the maintainer excluded this cell on chemical and biological evaluations from the cross-family check of 2026-11-03.

Inspect sources and checks: Grok 4.1 Model Card, Q07 Chemical and biological
Q08 Cyber

Stated

  • “Grok 4.1 again performs similarly to other frontier models, but substantially below the level of human cybersecurity experiments”

    §2.3.2 Results, p. 5

Note: Dual-use cyber knowledge and an agentic capture-the-flag evaluation are reported, with the stated comparative conclusion quoted (the card's wording); no threshold language. Scores are not recorded.

Inspect sources and checks: Grok 4.1 Model Card, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No evaluation of autonomy, self-replication, self-improvement or AI R&D was found.

Open the search record: Grok 4.1 Model Card, Q09 Autonomy and AI R&D
Q10 Persuasion

Stated

  • “we do not believe it poses risks due to advanced persuasion capabilities”

    §2.3.2 Results, p. 5

Note: A persuasion evaluation (MakeMeSay) is reported with the stated conclusion quoted.

Inspect sources and checks: Grok 4.1 Model Card, Q10 Persuasion
Q11 Alignment and deception

Stated

  • “Overall, we find that training the model to be honest drops the rate at which Grok 4.1 lies.”

    §2.2.1 Deception, p. 3

Note: The card reports a deception (lying under pressure) evaluation and a sycophancy evaluation as 'concerning propensities', with the conclusion quoted; its table gives dishonesty rates for Grok 4 and both Grok 4.1 configurations. No scheming, sabotage or oversight evaluation was found.

Inspect sources and checks: Grok 4.1 Model Card, Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No testing described as red-teaming was found. The card reports adversarial robustness evaluations (jailbreak templates, prompt injection) without calling them red-teaming.

Open the search record: Grok 4.1 Model Card, Q12 Red-teaming
Q13 External testers

Not found in the recorded search

Note: No external organisation named as having tested or evaluated Grok 4.1 was found.

Open the search record: Grok 4.1 Model Card, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body was found.

Open the search record: Grok 4.1 Model Card, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No statement that a release or deployment decision was made was found.

Open the search record: Grok 4.1 Model Card, Q15 Release decision
Q16 Stated limits

Stated

  • “results in previous model cards were reported with an error in the evaluation settings, where only the English prompts were evaluated”

    §2.1.2 Evaluations, p. 2

  • “the human baselines collected in previous work likely underestimate the … performance of high-context experts”

    §2.3.2 Results, pp. 4-5

Note: The card states an error in earlier cards' refusal results, that the new multilingual results are not directly comparable, and that the human baselines used may underestimate expert performance.

Inspect sources and checks: Grok 4.1 Model Card, Q16 Stated limits

Model Card: Grok 4.7

Q01 Card date

Stated

  • “Model Card: Grok 4.7 September 21, 2026 Revision: 2026-09-21”

    Cover, PDF p. 1

Note: The cover prints the card's date (kind not labelled) and a revision date, both 2026-09-21.

Inspect sources and checks: Model Card: Grok 4.7, Q01 Card date
Q02 Release date

Stated, partly

  • “It is available for use through the following channels”

    §1.1 Overview, PDF p. 5 (printed p. 4)

  • “SpaceXAI plans to add Grok 4.7 to its consumer surfaces (web, mobile apps, and Grok-in-X on the X platform) at a later date.”

    §1.1 Overview, PDF p. 5 (printed p. 4)

Note: The card lists release channels (SpaceXAI API, Grok Build, Cursor, Office add-ins, model gateways) and a planned consumer release 'at a later date'; it gives no release date. The consumer release is announced, not stated as made. Search for the rest of the criterion: Whole card (30 PDF pages). Terms searched: “release”, “launch”, “availab”, “deploy”, “September”.

Inspect sources and checks: Model Card: Grok 4.7, Q02 Release date
Q03 Framework cited

Stated

  • “treated as safety-threshold evaluations under the xAI Frontier Artificial Intelligence Framework (FAIF)”

    §7 Biological and chemical capabilities and safeguards, PDF p. 20 (printed p. 19)

  • “xAI Frontier Artificial Intelligence Framework (FAIF). xAI, June 30, 2026.”

    References, item 16, PDF p. 29 (printed p. 28)

Note: The card names the framework and its reference gives the edition date June 30, 2026 (dataset faif-2026).

Inspect sources and checks: Model Card: Grok 4.7, Q03 Framework cited
Q04 Link to framework

Stated

  • “xAI Frontier Artificial Intelligence Framework (FAIF). xAI, June 30, 2026.”

    References, item 16, PDF p. 29 (printed p. 28)

Note: The reference carries an address (media.x.ai/v1/website/xai-frontier-artificial-intelligence-framework-30-june-2026-99c40684.pdf), also as a link annotation. That address returned HTTP 404 on 2026-11-02; the dataset's faif-2026 record names it as the file formerly served for the June 2026 edition.

Inspect sources and checks: Model Card: Grok 4.7, Q04 Link to framework
Q05 Framework determination

Stated, partly

  • “Grok 4.7 scores below the FAIF safety thresholds on dual-use knowledge”

    §7 Biological and chemical capabilities and safeguards, PDF p. 20 (printed p. 19)

Note: The card states an outcome in the framework's terms for dual-use biological and chemical knowledge only; no FAIF threshold outcome is stated for cyber or other domains.

Inspect sources and checks: Model Card: Grok 4.7, Q05 Framework determination
Q06 Safeguards tied to determination

Stated, partly

  • “dedicated input and topical filters target biological and chemical weapons-related abuse”

    §9.3 CBRN / weapons refusals, PDF p. 25 (printed p. 24)

Note: The card describes a layered safeguard stack (safety training, system prompts, runtime input and topical filters on some deployment surfaces, cyber-specific safeguards) without tying it to the FAIF result; it attributes the biological result to training environments and data selection rather than to safeguards. The developer's account, not evidence that the safeguards work.

Inspect sources and checks: Model Card: Grok 4.7, Q06 Safeguards tied to determination
Q07 Chemical and biological

Stated

  • “Grok 4.7 scores below the FAIF safety thresholds on dual-use knowledge”

    §7 Biological and chemical capabilities and safeguards, PDF p. 20 (printed p. 19)

Note: Biological and chemical capability evaluations are reported as FAIF safety-threshold evaluations, run without production safeguards, with the threshold language quoted. Radiological and nuclear items appear only in a refusal evaluation (§9.3). Scores are not recorded (hazard rule).

Inspect sources and checks: Model Card: Grok 4.7, Q07 Chemical and biological
Q08 Cyber

Stated

  • “Grok 4.7 shows small cybersecurity-relevant capability gains over Grok 4.6”

    §6 Cyber capabilities and safeguards, PDF p. 17 (printed p. 16)

Note: Offensive cyber capability evaluations are reported, run without production safeguards, with a comparative conclusion; no FAIF threshold language is given for cyber. The card states that third-party evaluators corroborated the internal cyber results (Q13). Scores are not recorded.

Inspect sources and checks: Model Card: Grok 4.7, Q08 Cyber
Q09 Autonomy and AI R&D

Not found in the recorded search

Note: No dangerous-capability evaluation of autonomy, self-replication, self-improvement or AI R&D was found; the card's autonomy statements concern product capability.

Open the search record: Model Card: Grok 4.7, Q09 Autonomy and AI R&D
Q10 Persuasion

Not found in the recorded search

Note: No persuasion or manipulation evaluation was found; the terms do not occur in the card.

Open the search record: Model Card: Grok 4.7, Q10 Persuasion
Q11 Alignment and deception

Stated, partly

  • “we test whether Grok 4.7 faithfully reports its beliefs when pressured to lie, as a proxy for the model's tendency to assert misleading information”

    §11.1 MASK-Rectified, PDF p. 26 (printed p. 25)

Note: The card reports an honesty-under-pressure evaluation and a sycophancy evaluation with rates in tables, without a concluding sentence. No scheming, sabotage or oversight evaluation was found.

Inspect sources and checks: Model Card: Grok 4.7, Q11 Alignment and deception
Q12 Red-teaming

Not found in the recorded search

Note: No adversarial testing of the model described as red-teaming was found. The card's uses of 'red-team' describe offensive cyber tasks the model performs; its adversarial testing is described as jailbreak testing.

Open the search record: Model Card: Grok 4.7, Q12 Red-teaming
Q13 External testers

Stated

  • “Results reported are taken from evaluations conducted by Datacurve.”

    §2.2 DeepSWE v1.1, note, PDF p. 8 (printed p. 7)

  • “CathedralBench is an independent, third party evaluation of cyber performance.”

    §6.4 CathedralBench, PDF p. 19 (printed p. 18)

  • “We additionally provided an unrestricted configuration of Grok 4.7 to third-party evaluators”

    §6 Cyber capabilities and safeguards, PDF p. 17 (printed p. 16)

Note: The card names Datacurve (and, in a similar note on PDF p. 9, Harbor) as having run evaluations, describes CathedralBench as a third-party evaluation, and thanks nine 'evaluation partners' (Abundant AI, Datacurve, Mecado, Atopile, Harbor, Proximal Labs, Cathedral, LatchBio, Vals AI). The third-party evaluators given unrestricted cyber access are not named.

Inspect sources and checks: Model Card: Grok 4.7, Q13 External testers
Q14 Government institute

Not found in the recorded search

Note: No government body was found.

Open the search record: Model Card: Grok 4.7, Q14 Government institute
Q15 Release decision

Not found in the recorded search

Note: No statement that a release or deployment decision was made was found.

Open the search record: Model Card: Grok 4.7, Q15 Release decision
Q16 Stated limits

Stated

  • “the restricted task sets characterize the tested checkpoint and harness rather than establishing general biological safety or reliability”

    §7.1 BioSecBench, PDF p. 20 (printed p. 19)

  • “absolute scores remain sensitive to the agent harness”

    §2.3 Terminal-Bench 4.0, PDF p. 9 (printed p. 8)

Note: The card also states that a live benchmark suite should be frozen to the evaluated snapshot and that some benchmark versions are not comparable with earlier ones.

Inspect sources and checks: Model Card: Grok 4.7, Q16 Stated limits